David James Richmond

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Contact Information

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Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

33 years registered in the securities industry

Current & Past Employments

Current

CENTAURUS FINANCIAL, INC.Current·CRD# 30833

RIA

BD

1. 120 W. Bonita Suite #202, San Dimas, CA 917732. 9633 East Las Tunas Dr, Temple City, CA 91780

April 17, 2024 - Present

Past

CROWN CAPITAL SECURITIES, L.P.Past·CRD# 6312

BD

San Dimas, CA

April 2, 2014 - April 22, 2024

CROWN CAPITAL SECURITIES, L.P.Past·CRD# 6312

RIA

San Dimas, CA

April 2, 2014 - December 31, 2018

LPL FINANCIAL LLCPast·CRD# 6413

RIA

San Dimas, CA

May 24, 2001 - April 8, 2014

LPL FINANCIAL LLCPast·CRD# 6413

BD

San Dimas, CA

April 30, 2001 - April 8, 2014

WAMU INVESTMENTS, INC.Past·CRD# 599

BD

Irvine, CA

January 1, 1999 - May 29, 2001

GRIFFIN FINANCIAL SERVICESPast·CRD# 10823

BD

January 17, 1997 - January 1, 1999

PFS INVESTMENTS INC.Past·CRD# 10111

BD

Duluth, GA

August 13, 1993 - January 1, 1997

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Current Firm

CF

CENTAURUS FINANCIAL, INC.

CRD#: 30833 / SEC#: 801-56882, 8-45185

RIA

Registered Investment Advisory firm - SEC (10/8/1999 Approved)

BD

Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

Contact Information

Main Address

2300 E. Katella Avenue Suite 200, Anaheim, CA 92806

Mailing Address

2300 E. Katella Avenue Suite #200, Anaheim, CA 92806

Phone Number

(714) 456-1790

Established

California since 08/27/1992

Firm Type

Corporation

Fiscal Year End

April

Firm Size

Large

# of Employees

571

SEC notice filing (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

CENTAURUS FINANCIAL, INC. FORM ADV PART 2 APPENDIX 1 (7/28/2026)

CENTAURUS FINANCIAL, INC. FORM ADV PART 2A (7/28/2026)

Direct owners and executive officers

Name	Position	CRD#
FEDERATION OF FINANCIAL SERVICES	OWNER	—
KREMER, STEPHEN MARK	OWNER	1188829
RUBINO, MICHAEL PETER	OWNER	1188940
DUHOVIC, JEROME VICTOR	CHIEF COMPLIANCE OFFICER	2123754
DUHOVIC, JEROME VICTOR	DIRECTOR/EVP	2123754
KING, JAMES RONALD SR	DIRECTOR/CHAIRMAN OF THE BOARD/CEO	269927
KING, PAUL J	DIRECTOR/GENERAL COUNSEL	5017845
KING, WESTLEY HAYES	DIRECTOR/PRESIDENT	2527676
LEJMAN, SHERI J	SVP/CFO/FINANCIAL AND OPERATIONS PRINCIPAL	—

Regulatory Assets Under Management

Total Number of Accounts

45,336

AUM (Assets Under Management)

$9,740,127,253

Disclosures

Regulatory Event

19

Arbitration

8

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CF

CENTAURUS FINANCIAL, INC.

CRD#: 30833 / SEC#: 801-56882, 8-45185

RIA

Registered Investment Advisory firm - SEC (10/8/1999 Approved)

BD

Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.

RR

Arizona
(11/12/2025)

RR

California
(4/17/2024)

RR

Idaho
(9/22/2026)

RR

Nevada
(3/18/2025)

RR

New Jersey
(4/17/2024)

RR

Utah
(4/17/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.