Stephan A. Titcomb
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephan Adams Titcomb, who also goes by Stephen Adams Titcomb, Steve Titcomb, was a registered financial professional .
Stephan is a previously registered financial professional and started their career in finance in 1993. Stephan had worked at 4 firms and has passed the Series 65, Series 63, Series 55, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 26, 2013 - February 11, 2016
ZT WEALTH ADVISORY
April 5, 2000 - October 19, 2000
C2FUTURE.COM INVESTMENT SERVICES, INC
January 9, 1998 - March 7, 2000
FIRST LONDON SECURITIES CORPORATION
April 24, 1993 - December 31, 1997
DALLAS RESEARCH & TRADING, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 11/9/1999
Limited Representative-Equity Trader ExamCurrent Firm
ZT WEALTH ADVISORY
CRD#: 158972 / SEC#:
Contact information
Red Flags
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