Glenn H. Gerson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Glenn Howard Gerson, who also goes by Glenn H Gerson, was a registered financial professional .
Glenn is a previously registered financial professional and started their career in finance in 1994. Glenn had worked at 12 firms and has passed the Series 63, Series 7TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 7, 2010 - September 29, 2020
LIBERTY PARTNERS FINANCIAL SERVICES, LLC
August 29, 2003 - May 12, 2010
J.P. TURNER & COMPANY, L.L.C.
January 2, 2002 - September 26, 2003
NEWBRIDGE SECURITIES CORPORATION
September 18, 2001 - December 31, 2001
PRIME CHARTER LTD.
September 28, 2000 - August 24, 2001
PRIME CHARTER LTD.
August 31, 1999 - September 13, 2000
PREFERRED SECURITIES GROUP, INC.
March 17, 1998 - November 23, 1998
FIRST SECURITIES USA, INC.
July 18, 1997 - March 19, 1998
AMERICAN FRONTEER FINANCIAL CORPORATION
July 10, 1997 - July 30, 1997
MORGAN GRANT CAPITAL CORP.
April 4, 1996 - July 16, 1997
INVESTORS ASSOCIATES, INC.
August 30, 1995 - April 12, 1996
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
October 27, 1994 - September 11, 1995
STATE CAPITAL MARKETS CORPORATION
August 12, 1994 - November 2, 1994
LT LAWRENCE & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 2/26/2024
General Securities Representative ExaminationCurrent Firm
LIBERTY PARTNERS FINANCIAL SERVICES, LLC
CRD#: 130390 / SEC#: , 8-66335
Contact information
FINRA licenses (17 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RETHINK, LLC | OWNER | |
| ATKINS, BRADLEY DALE | OWNER | 2963790 |
| SHANAHAN, DANIEL JAMES | CHIEF EXECUTIVE OFFICER | 3277912 |
| SHANAHAN, DANIEL JAMES | PRINCIPAL OPERATIONS OFFICER | 3277912 |
| SHANAHAN, DANIEL JAMES | CHIEF COMPLIANCE OFFICER | 3277912 |
| WOODWARD, CASSANDRA TALEEN | CHIEF FINANCIAL OFFICER | 2956369 |
| WOODWARD, CASSANDRA TALEEN | PRINCIPAL FINANCIAL OFFICER & FINOP | 2956369 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 1 |
Red Flags
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