Michael M. Graham
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Martin Graham was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1993. Michael had worked at 3 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 19, 1996 - January 24, 2000
SAMCO FINANCIAL SERVICES, INC.
November 29, 1993 - August 13, 1996
SAMCO FINANCIAL SERVICES, INC.
May 24, 1993 - December 13, 1993
CENTEX SECURITIES, INCORPORATED
April 15, 1993 - May 25, 1993
SUPPES SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SAMCO FINANCIAL SERVICES, INC.
CRD#: 30108 / SEC#: , 8-44713
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SAMCO HOLDINGS, INC, | STOCKHOLDER | |
| ALLEN, STANLEY JAMES JR | TRES, SROP, CROP, CCO, GS PRINCIPAL, DIRECTOR | 1243941 |
| BRANUM, PAULA DEANNA | MUNI BOND PRINCIPAL | 1000475 |
| BURRELLGWYDYR, DIANA LAMB SQUIRE | RIA MANAGING DIRECTOR | 2482363 |
| MALDONADO, OLGA INEZ | FIN OP | 1974097 |
| SCHROEDER, JOHN ALEXANDER | VICE PRESIDENT- GS PRINCIPAL-DIRECTOR | 1030111 |
| YEE, ALBERT | PRESIDENT- GS PRINCIPAL-DIRECTOR | 474353 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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