Timothy A. Gambatese

GTG WEALTH MANAGEMENT

Elm Grove, WI 53122

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CRD#: 2340815

Professional summary

Timothy A Gambatese, who also goes by Tag Gambatese, is a registered financial advisor currently at GTG WEALTH MANAGEMENT, LLC located in Elm Grove, Wisconsin.

Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Timothy has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tag Gambatese

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) GAMBO LLC, PEWAUKEE, WISCONSIN; INVESTMENT-RELATED: No (personal investment only); TITLE: MANAGER / OWNER; DUTIES: MANAGE RENTAL PROPERTY; START DATE: 2003; 1 HOUR PER MONTH: 0HOUR PER MONTH DURING TRADING HOURS. 2) INDEPENDENT INSURANCE AGENT, PEWAUKEE, WISCONSIN; INVESTMENT RELATED: YES; TITLE: INSURANCE AGENT; DUTIES: SALE OF VARIOUS INSURANCE PRODUCTS; START DATE: 1996; HOURS: 5 HOURS PER MONTH DURING TRADING HOURS. 3) GTG WEALTH MANAGEMENT; ELM GROVE, WISCONSIN; INVESTMENT RELATED: YES; TITLE: MEMBER / ADVISOR REPRESENTATIVE; DUTIES: INVESTMENT ADVISORY; START DATE: 2017; HOURS 150 HOURS PER MONTH, INCLUDING DURING TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy A Gambatese's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 7, 2017 - Present

GTG WEALTH MANAGEMENT, LLC

Office #1: 12970 West Bluemound Road Suite 105, Elm Grove, WI 53122

RIA

CRD#: 126273

Elm Grove, WI

Past

June 13, 2024 - December 6, 2024

ANCHOR SAGE ADVISORS, LLC

RIA

CRD#: 331437

PEWAUKEE, WI

Past

April 30, 2003 - September 2, 2004

GTG WEALTH MANAGEMENT, LLC

RIA

CRD#: 126273

ELM GROVE, WI

Past

July 20, 1998 - February 10, 2017

OSAIC FS, INC.

RIA

CRD#: 3870

ELM GROVE, WI

Past

April 9, 1996 - February 10, 2017

OSAIC FS, INC.

CRD#: 3870

ELM GROVE, WI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(2/8/2017)

IAR

Wisconsin
(2/7/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/20/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/15/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 2/10/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 4/4/1996

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 4/15/2004

Investment Company Products/Variable Contracts Principal Examination

Current Firm

GTG WEALTH MANAGEMENT, LLC

CRD#: 126273 / SEC#:

Illinois

Registered Investment Advisory firm - (10/15/2003 Approved)

Iowa

Registered Investment Advisory firm - (8/28/2014 Approved)

Minnesota

Registered Investment Advisory firm - (4/12/2018 Terminated)

Wisconsin

Registered Investment Advisory firm - (4/30/2003 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

12970 West Bluemound Road Suite 105, Elm Grove, WI 53122

Mailing Address

P.o. Box 409, Elm Grove, WI 53122-0409

Phone number

(262) 796-1190

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Timothy A. Gambatese

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy A Gambatese's CRS (Customer Relationship Summary).

Certified licenses

Experience

GTG WEALTH MANAGEMENT, LLC

ANCHOR SAGE ADVISORS, LLC

GTG WEALTH MANAGEMENT, LLC

OSAIC FS, INC.

OSAIC FS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 7/20/1998

Series 63

Date: 7/15/1996

SIE

Date: 2/10/2017

Series 6

Date: 4/4/1996

Series 26

Date: 4/15/2004

Current Firm

GTG WEALTH MANAGEMENT, LLC

Contact information

Documents

Red Flags

Company Information

GTG WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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