TE
Timothy J. Edmond
BOLTON SECURITIES
Danbury, CT 06811
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CRD#: 2340812
TE
Professional summary
Timothy James Edmond, ChFC®, CLU® is a registered financial advisor currently at BOLTON SECURITIES CORPORATION located in Danbury, Connecticut and BOLTON GLOBAL CAPITAL located in Danbury, Connecticut.
Timothy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Timothy has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) INVESTMENT ADVISOR REPRESENTATIVE OF BOLTON GLOBAL ASSET MANAGEMENT, DOING BUSINESS UNDER DOW WEALTH MANAGEMENT, LLC. INVESTMENT ADVISORY SERVICES. CONDUCTED FROM BRANCH LOCATION. THIS ROLE REPRESENTS THE ADVISORS FULL-TIME JOB AND IS BALANCED WITH BROKERAGE-BASED SERVICES. APPROVED FOR PROVIDING ADVISORY SERVICES THROUGH PAYCHEX, AS WELL AS JOHN HANCOCK. 2) FIXED INSURANCE SALES, LIFE, HEALTH, LONG-TERM CARE; CONDUCTED UNDER PERSONAL NAME. INVESTMENT RELATED AND CONDUCTED FROM BRANCH LOCATION. SPENDS 10 HOURS PER MONTH ON ACTIVITY OUTSIDE TRADING HOURS. TIM IS CONTACT PERSON.
CRS (Client Relationship Summary) - RIA
Click below to view Timothy James Edmond's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Timothy James Edmond's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
March 4, 2014 - Present
BOLTON SECURITIES CORPORATION
Office #1: 100 Mill Plain Rd 2nd Fl, Danbury, CT 06811RIA
BD
CRD#: 129376
Danbury, CT
Current
February 27, 2014 - Present
BOLTON GLOBAL CAPITAL
Office #1: 83 Wooster Heights Road Suite 125, Danbury, CT 06810BD
CRD#: 15650
Danbury, CT
Past
February 11, 2005 - February 19, 2014
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
RIA
CRD#: 2881
SHERMAN, CT
Past
July 9, 1998 - January 1, 2002
ROBERT W. BAIRD & CO. INCORPORATED
BD
CRD#: 8158
MILWAUKEE, WI
Past
August 2, 1993 - February 19, 2014
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
LITCHFIELD, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BS
BOLTON SECURITIES CORPORATION
BOLTON GLOBAL ASSET MANAGEMENT | NEWERA WEALTH ADVISORS | DELTA GLOBAL ASSET MANAGEMENT | BOLTON SECURITIES CORPORATION | BOLTON SECURITIES CORP
CRD#: 129376 / SEC#: 801-66962, 8-68187
RIA
Registered Investment Advisory firm - SEC (8/9/2006 Approved)Georgia
Registered Investment Advisory firm - SEC (8/14/2006 Terminated)Massachusetts
Registered Investment Advisory firm - SEC (8/17/2006 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(10/19/2017)
RR
Colorado(1/20/2022)
RR
Connecticut(2/27/2014)
IAR
Connecticut(3/4/2014)
RR
Delaware(8/3/2023)
RR
District of Columbia(10/8/2019)
RR
Florida(10/19/2017)
RR
Georgia(10/19/2017)
RR
Illinois(9/15/2022)
RR
Maine(8/4/2016)
RR
Maryland(2/27/2014)
RR
Massachusetts(7/7/2014)
RR
Minnesota(7/15/2024)
RR
Nevada(2/8/2021)
RR
New Hampshire(8/3/2023)
RR
New Jersey(10/19/2017)
RR
New York(2/27/2014)
RR
North Carolina(8/3/2023)
RR
Oregon(6/28/2022)
RR
Pennsylvania(7/15/2019)
RR
Rhode Island(10/19/2017)
RR
South Carolina(1/20/2022)
RR
Tennessee(10/19/2017)
RR
Texas(2/27/2014)
RR
Virginia(2/27/2014)
RR
Wisconsin(6/21/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BS
BOLTON SECURITIES CORPORATION
BOLTON GLOBAL ASSET MANAGEMENT | NEWERA WEALTH ADVISORS | DELTA GLOBAL ASSET MANAGEMENT | BOLTON SECURITIES CORPORATION | BOLTON SECURITIES CORP
CRD#: 129376 / SEC#: 801-66962, 8-68187
RIA
Registered Investment Advisory firm - SEC (8/9/2006 Approved)Georgia
Registered Investment Advisory firm - SEC (8/14/2006 Terminated)Massachusetts
Registered Investment Advisory firm - SEC (8/17/2006 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
579 Main Street, Bolton, MA 01740
Mailing Address
579 Main Street, Bolton, MA 01740
Phone number
(978) 779-6947
Established
Delaware since 07/30/1999
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
154
SEC notice filing (38 States and Territories)
FINRA licenses (49 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,977 |
| AUM (Assets Under Management) | $ 7,004,872,405 |
Disclosures
| Regulatory Event | 1 |
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
BOLTON SECURITIES CORPORATION
CRD#: 129376Danbury, CT 06811TRUST BUT VERIFY
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