GH
Gerald F. Hall
EAGLE STRATEGIES LLC
WESTPORT, MA
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CRD#: 234075
GH
Professional summary
Gerald Farnham Hall, ChFC®, CLU® is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Westport, Massachusetts and NYLIFE SECURITIES LLC located in Westport, Massachusetts.
Gerald is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1974. Gerald has worked at 6 firms and has passed the Series 63, Series 7TO, SIE and Series 1 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered products; 15 Fieldstone Dr Westport MA 02790; Start Date 11/1971; Role/Title: Insurance Broker; Investment Related; 1 hours per month; 1 hours per month during securities trading hours] [Southeast Massachusetts Council on Addiction (SEMCOA); SEMCOA serves individuals, families, and communities impacted by addiction, mental illness, domestic violence, or homelessness.; 98 N Front Street 3rd Floor, New Bedford, MA 02740-7327; Start Date 11/2015; Role/Title: Board Member; Not Investment Related; 3 hours per month; 0 hours per month during securities trading hours] [University of Massachusetts Foundation Board; Board member of University of Massachusetts Foundation. No checking writing or other financial duties. Board meets three times a year to discuss foundation fundraising.; 285 Old Westport Road, Dartmouth, MA 02747; Start Date 05/2021; Role/Title: Board Member; Not Investment Related; 4 hours per month; 1 hours per month during securities trading hours;Meet with board members to discuss current efforts by the Advancement Division of the University to raise funds from the alumni and local businesses and individuals. Monitor progress in raising funds]
CRS (Client Relationship Summary) - RIA
Click below to view Gerald Farnham Hall's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
April 14, 1994 - Present
EAGLE STRATEGIES LLC
RIA
CRD#: 110826
WESTPORT, MA
Current
October 31, 1988 - Present
NYLIFE SECURITIES LLC
BD
CRD#: 5167
WESTPORT, MA
Past
October 26, 1987 - October 5, 1988
NEW ENGLAND SECURITIES
BD
CRD#: 615
Past
February 3, 1987 - September 22, 1987
LINSCO FINANCIAL GROUP, INC.
BD
CRD#: 524
Past
October 29, 1986 - February 4, 1987
LCP CAPITAL CORP.
BD
CRD#: 14469
Past
April 3, 1986 - October 31, 1986
CARDELL & ASSOCIATES, INCORPORATED
BD
CRD#: 7700
Past
May 25, 1984 - April 28, 1986
NEW ENGLAND SECURITIES
BD
CRD#: 615
Past
October 13, 1982 - January 14, 1985
NYLIFE SECURITIES LLC
BD
CRD#: 5167
Past
August 8, 1974 - November 27, 1979
NYLIFE SECURITIES LLC
BD
CRD#: 5167
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(3/5/2010)
RR
Georgia(5/24/2024)
RR
Maine(1/25/2010)
RR
Massachusetts(10/31/1988)
IAR
Massachusetts(4/14/1994)
RR
New Hampshire(12/4/2012)
RR
Rhode Island(1/29/2010)
RR
Texas(2/20/2013)
IAR
Texas(2/28/2013)
RR
Washington(1/6/2023)
RR
West Virginia(2/16/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 8/2/1974
Registered Representative ExaminationSRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
