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JL

Joanne A. Landa

CITY NATIONAL ROCHDALE
Pasadena, CA 91101
Some features on this profile are disabled
CRD#: 2340742
JL

Professional summary

Joanne Alison Landa, who also goes by Joanne Alison Longmire, is a registered financial advisor currently at CITY NATIONAL ROCHDALE located in Pasadena, California and CNR SECURITIES, LLC located in New York, New York.

Joanne is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Joanne has worked at 3 firms and has passed the Series 66, Series 63, Series 22TO, Series 7TO, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Joanne Alison Longmire

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name: Villa Landa Group, LLC Non-investment related Address: 1125 Foothill Blvd. La Canada, CA 91011 Nature of Business: Property management of a single family home rental Position and relationship to business: 50% Owner Start Date: July 2019 # hrs devoted to business: 8 hours /month Description: ongoing property management of a single family home owned by Joanne and Jorge Landa as husband and wife, and which is rented. Villa Landa Group, LLC is a flow through entity created by Joanne and Jorge Landa to manage the rental activities and ongoing maintenance of the single family home rental.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joanne Alison Landa's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 28, 2022 - Present

CITY NATIONAL ROCHDALE

Office #1: 55 S. Lake Ave. Ste 630, Pasadena, CA 91101
RIA
CRD#: 117198
Pasadena, CA
Current

July 18, 2022 - Present

CNR SECURITIES, LLC

Office #1: 400 Park Avenue 6th Floor, New York, NY 10022
BD
CRD#: 18466
NEW YORK, NY
Past

November 15, 1994 - October 22, 1996

BA INVESTMENT SERVICES, INC.

BD
CRD#: 12965
OAKLAND, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CN
CITY NATIONAL ROCHDALE
CITY NATIONAL ROCHDALE | ROCHDALE INVESTMENT MANAGEMENT LLC | ROCHDALE INVESTMENT MANAGEMENT | CITY NATIONAL ROCHDALE, LLC

CRD#: 117198 / SEC#: 801-27265

RIA
Registered Investment Advisory firm - (6/20/1986 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(11/28/2022)
IAR
California
(11/28/2022)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 11/26/2022
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 2/17/1995
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 22TO
Date: 1/2/2023
Direct Participation Programs Representative Examination
General Industry/Product Exam
RR
Series 7TO
Date: 7/18/2022
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 4/6/2021
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/14/1994
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

CN
CITY NATIONAL ROCHDALE
CITY NATIONAL ROCHDALE | ROCHDALE INVESTMENT MANAGEMENT LLC | ROCHDALE INVESTMENT MANAGEMENT | CITY NATIONAL ROCHDALE, LLC

CRD#: 117198 / SEC#: 801-27265

RIA
Registered Investment Advisory firm - (6/20/1986 Approved)
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Contact information

Main Address
400 Park Avenue 10th Floor, New York, NY 10022
Mailing Address
Phone number
(212) 702-3500
Established
Firm type
Fiscal year end
# of Employees
235

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

CNR ADV PART 2A WRAP FEE BROCHURE - OCTOBER 28, 2025 (10/28/2025)
CNR ADV PART 2A BROCHURE - OCTOBER 28, 2025 (10/28/2025)

Regulatory assets under management

Total Number of Accounts41,300
AUM (Assets Under Management)$ 68,177,828,012

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
01/28/2025
Cover Page
Report
10/27/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CITY NATIONAL ROCHDALE

CRD#: 117198Pasadena, CA 91101

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