Stephen T. Murphy
Professional summary
Stephen Thomas Murphy, who also goes by Stephen T Murphy, is a registered financial professional currently at COHEN & STEERS SECURITIES, LLC located in New York, New York.
Stephen is registered as a RR (Registered Representative) and started their career in finance in 1993. Stephen has worked at 6 firms and has passed the Series 63, Series 99TO, SIE, Series 3, Series 7, Series 14, Series 10, Series 9, Series 4, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Stephen Thomas Murphy's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 2, 2019 - Present
COHEN & STEERS SECURITIES, LLC
Office #1: 1166 Avenue Of The Americas 30th Floor, New York, NY 10036Office #2: 1166 Avenue Of The Americas 30th Floor, New York, NY, 10036March 27, 2017 - March 29, 2019
MIRAE ASSET SECURITIES (USA) INC.
October 10, 2011 - March 15, 2017
WEISS MULTI-STRATEGY FUNDS LLC
August 16, 2004 - April 26, 2010
WEISS MULTI-STRATEGY FUNDS LLC
September 28, 1998 - June 15, 2004
NEUBERGER BERMAN BD LLC
April 7, 1997 - October 12, 1998
LN SECURITIES, INC.
May 5, 1993 - February 21, 1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/2/2019)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 8
Date: 2/4/1994
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
COHEN & STEERS SECURITIES, LLC
CRD#: 29258 / SEC#: , 8-44123
Contact information
FINRA licenses (53 States and Territories)
Red Flags
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