Dan C. Steingruber
Professional summary
Dan Calvin Steingruber JR was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Dan is a previously registered financial professional and started their career in finance in 1993. Prior to being barred, Dan had worked at 9 firms, which includes M.A. GILLESPIE INVESTMENT CORP., SPECTRUM SECURITIES INC., MACARTHUR STRATEGIES INC., WELLINGTON ASHFORD CAPITAL INC., BUTTONWOOD SECURITIES INC., PUBLIC FIDELITY CORPORATION, COLUMBUS FINANCIAL INC., MAXXEL SECURITIES INC., PORTFOLIO ASSET MGT/USA FINANCIAL GROUP INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 10, 1997 - October 7, 1997
M.A. GILLESPIE INVESTMENT CORP.
May 10, 1996 - August 19, 1996
SPECTRUM SECURITIES, INC.
April 3, 1995 - October 11, 1995
MACARTHUR STRATEGIES, INC.
December 2, 1994 - March 30, 1995
WELLINGTON ASHFORD CAPITAL, INC.
July 25, 1994 - March 31, 1995
BUTTONWOOD SECURITIES, INC.
February 14, 1994 - February 24, 1994
PUBLIC FIDELITY CORPORATION
June 11, 1993 - October 25, 1993
COLUMBUS FINANCIAL, INC.
May 27, 1993 - June 30, 1993
MAXXEL SECURITIES, INC.
April 20, 1993 - June 9, 1993
PORTFOLIO ASSET MGT/USA FINANCIAL GROUP INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 8/6/1996
Corporate Securities Limited Representative ExaminationCurrent Firm
M.A. GILLESPIE INVESTMENT CORP.
CRD#: 10355 / SEC#: , 8-30605
Contact information
Documents
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