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Dan Calvin Steingruber Jr

CRD# 2340541·Registered 1993 - 1997
Barred: Dan Calvin Steingruber JR was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Dan Calvin Steingruber JR, who also goes by Dan Aruel, Dan Arvel Jr, Arvel Jr Steingruber, Arvel Steingruber Jr, Dan Clavin Steingruber Jr, was a registered financial advisor. Dan was a previously registered financial professional and started their career in finance 1993 - 1997. Dan had worked at 9 firms and has passed the Series 63, Series 62 and Series 22 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Dan Aruel, Dan Arvel Jr, Arvel Jr Steingruber, Arvel Steingruber Jr, Dan Clavin Steingruber Jr

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

33 years in the financial services industry

Current & Past Employments

M.A. GILLESPIE INVESTMENT CORP.·CRD# 10355
BD
Tarzana, CA
April 10, 1997 - October 7, 1997
SPECTRUM SECURITIES, INC.·CRD# 29305
BD
Aroura Hills, CA
May 10, 1996 - August 19, 1996
MACARTHUR STRATEGIES, INC.·CRD# 20678
BD
Irvine, CA
April 3, 1995 - October 11, 1995
WELLINGTON ASHFORD CAPITAL, INC.·CRD# 29298
BD
Louisvile, CO
December 2, 1994 - March 30, 1995
BUTTONWOOD SECURITIES, INC.·CRD# 18420
BD
New York, NY
July 25, 1994 - March 31, 1995
PUBLIC FIDELITY CORPORATION·CRD# 30893
BD
Costa Mesa, CA
February 14, 1994 - February 24, 1994
COLUMBUS FINANCIAL, INC.·CRD# 22709
BD
Beverly Hills, CA
June 11, 1993 - October 25, 1993
MAXXEL SECURITIES, INC.·CRD# 26535
BD
May 27, 1993 - June 30, 1993
PORTFOLIO ASSET MGT/USA FINANCIAL GROUP INC.·CRD# 13741
BD
El Paso, TX
April 20, 1993 - June 9, 1993

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Current Firm

MG
M.A. GILLESPIE INVESTMENT CORP.

CAMAC SECURITIES, LTD. | M.A. GILLESPIE INVESTMENT CORP. | GOTTLIEB, LESTER M.

CRD#: 10355 / SEC#: 8-30605
BD
Terminated by SEC on 08/06/1999

Contact Information

Established

Connecticut since 08/08/1983

Firm Type

Corporation

Fiscal Year End

December

Documents

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1993About the Series 63 exam

Series 62 — Corporate Securities Limited Representative Examination

Passed Aug 1996

Series 22 — Direct Participation Programs Representative Examination

Passed Apr 1993About the Series 22 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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