Scott A. Bayliss

SAYBROOK FUND ADVISORS

Santa Monica, CA 90401

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CRD#: 2340486

Professional summary

Scott Allen Bayliss is a registered financial advisor currently at SAYBROOK FUND ADVISORS, LLC located in Santa Monica, California.

Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Scott has worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

KAYNE ANDERSON CAPITAL ADVISORS LP - EMPLOYEE; SAYBROOK TAX EXEMPT INVESTORS LLC - MEMBER; SAYBROOK TAX EXEMPT INVESTORS II - MEMBER; SAYBROOK FUND INVESTORS, LLC - MEMBER; SAYBROOK EMPLOYEE GROUP - MEMBER; AND LP ACQUISITION, LLC - MEMBER

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Allen Bayliss's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 16, 2011 - Present

SAYBROOK FUND ADVISORS, LLC

Office #1: 501 Santa Monica Blvd Suite 607, Santa Monica, CA 90401

RIA

CRD#: 158634

Santa Monica, CA

Past

November 21, 2011 - January 30, 2013

SAYBROOK ADVISORS, LLC

RIA

CRD#: 139018

SANTA MONICA, CA

Past

February 2, 2006 - September 27, 2011

SAYBROOK ADVISORS, LLC

RIA

CRD#: 139018

SANTA MONICA, CA

Past

April 28, 1995 - August 8, 2013

SAYBROOK CAPITAL CORPORATION

CRD#: 26398

SANTA MONICA, CA

Past

May 7, 1993 - January 31, 1995

HOULIHAN LOKEY CAPITAL, INC.

CRD#: 17708

LOS ANGELES, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SAYBROOK FUND ADVISORS, LLC

SAYBROOK FUND ADVISORS, LLC | SAYBROOK TAX-EXEMPT INVESTORS, LLC - RELYING ADVISER | SAYBROOK FUND INVESTORS, LLC - RELYING ADVISER

CRD#: 158634 / SEC#: 801-72671

RIA

Registered Investment Advisory firm - (9/1/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(9/16/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/1/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/1/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 5/6/1993

General Securities Representative Examination

Current Firm

SAYBROOK FUND ADVISORS, LLC

SAYBROOK FUND ADVISORS, LLC | SAYBROOK TAX-EXEMPT INVESTORS, LLC - RELYING ADVISER | SAYBROOK FUND INVESTORS, LLC - RELYING ADVISER

CRD#: 158634 / SEC#: 801-72671

RIA

Registered Investment Advisory firm - (9/1/2011 Approved)

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Contact information

Main Address

501 Santa Monica Blvd Suite 607, Santa Monica, CA 90401

Mailing Address

Phone number

(310) 601-3710

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SAYBROOK FUND ADVISORS, LLC FORM ADV PART 2A BROCHURE (3/25/2025)

Regulatory assets under management

Total Number of Accounts	7
AUM (Assets Under Management)	$ 218,686,597

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Scott A. Bayliss

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Allen Bayliss's CRS (Customer Relationship Summary).

Certified licenses

Experience

SAYBROOK ADVISORS, LLC

SAYBROOK ADVISORS, LLC

SAYBROOK CAPITAL CORPORATION

HOULIHAN LOKEY CAPITAL, INC.

Primary Firm SEC Registration

SAYBROOK FUND ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/1/2006

Series 63

Date: 7/1/1993

Series 7

Date: 5/6/1993

Current Firm

SAYBROOK FUND ADVISORS, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SAYBROOK FUND ADVISORS, LLC

TRUST BUT VERIFY

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