Kristine S. O'brien
Professional summary
Kristine Sue O'brien, who also goes by Kristy S. O'brien, Kristy Sue O'brien, Kristy Sue Obrien, is a registered financial advisor currently at WEALTH TRANSITIONS, LLC located in Cincinnati, Ohio.
Kristine is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Kristine has worked at 8 firms and has passed the Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Kristine Sue O'brien's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 28, 2015 - Present
WEALTH TRANSITIONS, LLC
September 12, 2014 - October 2, 2015
CREW CAPITAL MANAGEMENT, LTD.
August 20, 2007 - September 25, 2007
THE HUNTINGTON INVESTMENT COMPANY
April 24, 2007 - November 21, 2011
HABERER REGISTERED INVESTMENT ADVISOR INC
January 3, 2006 - February 10, 2006
FIDELITY BROKERAGE SERVICES LLC
October 25, 2002 - February 3, 2005
OSAIC FA, INC.
March 18, 1996 - February 3, 2005
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
March 18, 1996 - February 3, 2005
OSAIC FA, INC.
September 19, 1994 - February 23, 1996
PFS INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/28/2015)
(11/5/2015)
Exams
Current Firm
WEALTH TRANSITIONS, LLC
CRD#: 281677 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 120 |
| AUM (Assets Under Management) | $ 40,385,933 |
Red Flags
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