DG
Damian J. Gallina
BUTTONWOOD FINANCIAL ADVISORS
Baltimore, MD 21224
Some features on this profile are disabled
CRD#: 2340370
DG
Professional summary
Damian Joseph Gallina SR is a registered financial advisor currently at BUTTONWOOD FINANCIAL ADVISORS, INC. located in Baltimore, Maryland.
Damian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Damian has worked at 5 firms and has passed the Series 63, Series 65, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Since August 2016, Mr. Gallina has served as Chairman of Lido Civic Club Charities' LLC (LCCC) Investment Committee. Less that 1% of his time is devoted to these activities during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Damian Joseph Gallina SR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 11, 2008 - Present
BUTTONWOOD FINANCIAL ADVISORS, INC.
Office #1: 1 N Haven Street, Suite 204, Baltimore, MD 21224RIA
CRD#: 144926
Baltimore, MD
Past
July 27, 2004 - March 25, 2008
HORAN CAPITAL MANAGEMENT,LLC
RIA
CRD#: 106415
TOWSON, MD
Past
April 3, 1997 - May 29, 1997
FIRST SECURITY CAPITAL MANAGEMENT, INC.
BD
CRD#: 41716
DALLAS, TX
Past
April 16, 1993 - September 11, 1995
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
April 16, 1993 - September 11, 1995
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BUTTONWOOD FINANCIAL ADVISORS, INC.
BUTTONWOOD FINANCIAL ADVISORS, INC.
CRD#: 144926 / SEC#: 801-118433
RIA
Registered Investment Advisory firm - (4/13/2020 Approved)Arizona
Registered Investment Advisory firm - (11/18/2014 Terminated)Florida
Registered Investment Advisory firm - (4/15/2020 Terminated)Maryland
Registered Investment Advisory firm - (4/17/2020 Terminated)Pennsylvania
Registered Investment Advisory firm - (4/15/2020 Terminated)Texas
Registered Investment Advisory firm - (4/15/2020 Terminated)Virginia
Registered Investment Advisory firm - (4/15/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Maryland(4/18/2008)
IAR
Texas(5/2/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
BUTTONWOOD FINANCIAL ADVISORS, INC.
BUTTONWOOD FINANCIAL ADVISORS, INC.
CRD#: 144926 / SEC#: 801-118433
RIA
Registered Investment Advisory firm - (4/13/2020 Approved)Arizona
Registered Investment Advisory firm - (11/18/2014 Terminated)Florida
Registered Investment Advisory firm - (4/15/2020 Terminated)Maryland
Registered Investment Advisory firm - (4/17/2020 Terminated)Pennsylvania
Registered Investment Advisory firm - (4/15/2020 Terminated)Texas
Registered Investment Advisory firm - (4/15/2020 Terminated)Virginia
Registered Investment Advisory firm - (4/15/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1 N Haven Street, Suite 204, Baltimore, MD 21224
Mailing Address
Phone number
(410) 988-2391
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (11 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,006 |
| AUM (Assets Under Management) | $ 393,164,159 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
