Eric J. Reyes
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eric John Reyes, who also goes by Ej Reyes, was a registered financial professional .
Eric is a previously registered financial professional and started their career in finance in 1994. Eric had worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 10 and Series 9 exams.
Biography
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Education
Hamilton College
Bachelor of Arts (BA) - Government
1992
Experience
July 13, 2018 - June 11, 2024
FIDELITY PERSONAL AND WORKPLACE ADVISORS
June 25, 1998 - July 13, 2018
STRATEGIC ADVISERS LLC
March 23, 1998 - June 11, 2024
FIDELITY BROKERAGE SERVICES LLC
July 17, 1995 - February 24, 1998
PRUDENTIAL EQUITY GROUP, LLC
October 25, 1994 - July 13, 1995
JOSEPHTHAL & CO., INC.
January 19, 1994 - November 3, 1994
CHATFIELD DEAN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIDELITY PERSONAL AND WORKPLACE ADVISORS
CRD#: 288590 / SEC#: 801-112027
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 1,991,043 |
| AUM (Assets Under Management) | $ 818,776,100,963 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/22/2024 | ||
| 10/23/2023 | ||
| 01/06/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
