David J. Manlowe
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Joseph Manlowe was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1994. David had worked at 5 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 8, 2012 - December 31, 2013
PROVIDENCE EQUITY CAPITAL MARKETS L.L.C.
June 7, 1999 - January 5, 2010
DEUTSCHE BANK SECURITIES INC.
June 12, 1998 - June 7, 1999
DB ALEX. BROWN LLC
May 24, 1996 - January 15, 1998
NATWEST SECURITIES CORPORATION
July 18, 1994 - April 12, 1996
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
PROVIDENCE EQUITY CAPITAL MARKETS L.L.C.
CRD#: 155669 / SEC#: 801-71993
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 3 |
| AUM (Assets Under Management) | $ 154,356,234 |
Red Flags
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