Joe S. Curtis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joe Steven Curtis was a registered financial professional .
Joe is a previously registered financial professional and started their career in finance in 1993. Joe had worked at 5 firms and has passed the Series 66, Series 63, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 29, 2011 - August 17, 2012
USAA FINANCIAL PLANNING SERVICES
July 27, 2011 - August 17, 2012
USAA FINANCIAL ADVISORS, INC.
September 7, 2010 - March 4, 2011
EDWARD JONES
August 18, 2010 - March 4, 2011
EDWARD JONES
February 20, 2008 - April 13, 2010
NATIONAL FINANCIAL SERVICES LLC
June 15, 1993 - September 25, 2007
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
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Exams
Current Firm
USAA FINANCIAL PLANNING SERVICES
CRD#: 106352 / SEC#: 801-53347
Contact information
Red Flags
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