Gustavo M. Dominguez
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gustavo Marcelo Dominguez was a registered financial professional .
Gustavo is a previously registered financial professional and started their career in finance in 1993. Gustavo had worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 22, 2017 - June 9, 2023
HOLISTIC ASSET MANAGEMENT, LLC
May 30, 2014 - June 9, 2023
HOLISTIC BROKERAGE, LLC
February 12, 1998 - February 25, 2005
J.P. MORGAN SECURITIES INC.
July 20, 1993 - September 20, 1994
JPMSI
State Registrations and Notice Filings
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Exams
Current Firm
HOLISTIC ASSET MANAGEMENT, LLC
CRD#: 156789 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 5 |
| AUM (Assets Under Management) | $ 19,713,419 |
Red Flags
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