Charles S. Hall

COLORADO FINANCIAL SERVICE

Centennial, CO 80112

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CRD#: 233982

Professional summary

Charles Shipley Hall is a registered financial professional currently at COLORADO FINANCIAL SERVICE CORPORATION located in Centennial, Colorado.

Charles is registered as a RR (Registered Representative) and started their career in finance in 1970. Charles has worked at 14 firms and has passed the Series 63, SIE and Series 1 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Charles Shipley Hall's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 20, 2023 - Present

COLORADO FINANCIAL SERVICE CORPORATION

Office #1: 188 Inverness Drive West Suite 100, Centennial, CO 80112

RIA

CRD#: 104343

Centennial, CO

Past

October 18, 2019 - December 1, 2023

CENTER STREET SECURITIES, INC.

CRD#: 26898

NASHVILLE, TN

Past

October 20, 2014 - December 31, 2014

KINGSBURY, LLC

CRD#: 147102

EVANSTON, IL

Past

December 23, 2013 - November 7, 2019

KINGSBURY CAPITAL, INC.

CRD#: 7638

EVANSTON, IL

Past

July 24, 2013 - December 23, 2013

HARBOR LIGHT SECURITIES, LLC

CRD#: 130227

TAMPA, FL

Past

September 26, 2005 - July 12, 2013

KINGSBURY CAPITAL, INC.

CRD#: 7638

NORTHFIELD, IL

Past

August 10, 2005 - September 15, 2005

SIGNATURE ESTATE SECURITIES, LLC

CRD#: 18923

LOS ANGELES, CA

Past

December 2, 1992 - August 13, 2003

FLORIDA CAPITAL SECURITIES CORP.

CRD#: 15774

HEATHROW, FL

Past

July 13, 1989 - November 2, 1990

FLORIDA CAPITAL SECURITIES CORP.

CRD#: 15774

HEATHROW, FL

Past

April 22, 1988 - May 11, 1989

CARDINAL SECURITIES CORPORATION

CRD#: 10521

Past

November 11, 1986 - December 31, 1987

PSI SECURITIES CORPORATION

CRD#: 10322

Past

March 9, 1985 - September 15, 1986

BALCOR SECURITIES COMPANY

CRD#: 6539

Past

July 26, 1983 - October 5, 1984

INTEGRATED RESOURCES MARKETING, INC.

CRD#: 6546

Past

July 20, 1983 - October 15, 1984

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Past

June 26, 1978 - June 21, 1983

HOME LIFE INSURANCE COMPANY

CRD#: 4184

Past

February 18, 1970 - June 12, 1976

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CRD#: 145

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(1/9/2024)

Florida
(1/8/2024)

Exams

State Security Law Exam

Series 63

Date: 10/12/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 1

Date: 2/12/1970

Registered Representative Examination

SRO Registrations

FINRA

Current Firm

COLORADO FINANCIAL SERVICE CORPORATION

COLORADO FINANCIAL SERVICE CORPORATION | TURNING POINT RETIREMENT ASSOCIATES | GIA FINANCIAL GROUP, L.L.C.

CRD#: 104343 / SEC#: 801-76716, 8-52817

RIA

Registered Investment Advisory firm - SEC (8/8/2013 Terminated)

Alaska

Registered Investment Advisory firm - SEC (5/7/2024 Approved)

Arizona

Registered Investment Advisory firm - SEC (9/25/2017 Approved)

California

Registered Investment Advisory firm - SEC (7/30/2013 Approved)

Colorado

Registered Investment Advisory firm - SEC (7/24/2013 Approved)

Florida

Registered Investment Advisory firm - SEC (4/23/2013 Approved)

Louisiana

Registered Investment Advisory firm - SEC (8/14/2023 Approved)

Maryland

Registered Investment Advisory firm - SEC (3/24/2022 Terminated)

Montana

Registered Investment Advisory firm - SEC (2/3/2017 Approved)

New Jersey

Registered Investment Advisory firm - SEC (7/29/2013 Approved)

North Carolina

Registered Investment Advisory firm - SEC (8/4/2023 Approved)

Ohio

Registered Investment Advisory firm - SEC (5/19/2017 Approved)

Oregon

Registered Investment Advisory firm - SEC (6/4/2021 Approved)

South Carolina

Registered Investment Advisory firm - SEC (1/3/2018 Approved)

Texas

Registered Investment Advisory firm - SEC (7/14/2023 Approved)

Washington

Registered Investment Advisory firm - SEC (10/12/2017 Approved)

Wyoming

Registered Investment Advisory firm - SEC (1/31/2025 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

188 Inverness Drive West Ste 100, Centennial, CO 80112

Mailing Address

188 Inverness Drive West Suite 100, Centennial, CO 80112

Phone number

(303) 962-7267

Established

Colorado since 06/13/2000

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Direct owners and executive officers

Name	Position	CRD#
COLORADO NATIONAL CORPORATION	OWNER
FELDMAN, KEITH MITCHELL	MUNICIPAL SECURITIES PRINCIPAL	1308772
FELDMAN, KEITH MITCHELL	OPTIONS PRINCIPAL	1308772
FELDMAN, KEITH MITCHELL	GENERAL SECURITIES PRINCIPAL, HEAD OF OPERATIONS	1308772
HEBERT, CHESTER JOSEPH	FINOP	1678446
HEBERT, CHESTER JOSEPH	CHIEF COMPLIANCE OFFICER	1678446
HEBERT, CHESTER JOSEPH	CHAIRMAN, CHIEF EXECUTIVE OFFICER, PRESIDENT	1678446
THON, JAMESON OBRIEN	GENERAL SECURITIES PRINCIPAL, PRESIDENT	7015002
WOODWORTH, ADAM JAMES	COMPLIANCE OFFICER	6952982

Regulatory assets under management

Total Number of Accounts	209
AUM (Assets Under Management)	$ 68,471,136

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Charles S. Hall

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Charles Shipley Hall's CRS (Customer Relationship Summary).

Certified licenses

Experience

CENTER STREET SECURITIES, INC.

KINGSBURY, LLC

KINGSBURY CAPITAL, INC.

HARBOR LIGHT SECURITIES, LLC

KINGSBURY CAPITAL, INC.

SIGNATURE ESTATE SECURITIES, LLC

FLORIDA CAPITAL SECURITIES CORP.

FLORIDA CAPITAL SECURITIES CORP.

CARDINAL SECURITIES CORPORATION

PSI SECURITIES CORPORATION

BALCOR SECURITIES COMPANY

INTEGRATED RESOURCES MARKETING, INC.

INTEGRATED RESOURCES EQUITY CORPORATION

HOME LIFE INSURANCE COMPANY

LINCOLN FINANCIAL DISTRIBUTORS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 10/12/2002

SIE

Date: 10/1/2018

Series 1

Date: 2/12/1970

FINRA

Current Firm

COLORADO FINANCIAL SERVICE CORPORATION

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

COLORADO FINANCIAL SERVICE CORPORATION

TRUST BUT VERIFY

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