SM
Sabrina J. Mason
VALIC FINANCIAL ADVISORS
Chicago, IL 60661
Some features on this profile are disabled
CRD#: 2339713
SM
Professional summary
Sabrina J Mason, who also goes by Sabrina J Blair, Sabrina Jay Mason Mrs>, Sabrina Jay Mason, Sabrina J Mason, is a registered financial advisor currently at VALIC FINANCIAL ADVISORS, INC. located in Chicago, Illinois.
Sabrina is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Sabrina has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Sabrina J Blair | Sabrina Jay Mason Mrs> | Sabrina Jay Mason | Sabrina J Mason
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
AGIA POSITION: AGENT NATURE: NON SECURITIES INSURANCE PRODUCTS INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 06/19/2023 ADDRESS: 2929 ALLEN PARKWAY, HOUSTON TX 77019, United States DESCRIPTION: Appointed as agent to sell Non Securities Insurance products for AGIA NATIONAL YOUTH ADVOCACY PROGRAM POSITION: Treatment Advocate NATURE: NYAP's Front Door Diversion Program empowers individuals who are being considered for possible long-term mental health care with a more peaceful community-living option after hospital discharge. FDDP assists and transitions individuals into independence within their own space while seeking supportive community programming that best fits their needs... INVESTMENT RELATED: No NUMBER OF HOURS: 32 SECURITIES TRADING HOURS: 0 START DATE: 05/24/2021 ADDRESS: 4747 Lincoln Mall Drive, Matteson IL 60443, United States DESCRIPTION: Monitor residents for safety, and observance of house rules and quiet time hours, assist clients with medication maintenance, play games, teach cooking skills CAROLYN'S KIDS FOUNDATION POSITION: Board Member NATURE: Non Profit organization that primarily provides scholarships and assistance for elementary school graduates as well as providing scholarships to attendee at 2 HBCU's INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/26/2023 ADDRESS: P.O. BOX 784, MATTESON IL 60443, United States DESCRIPTION: Assist in fundraising activities for the youth scholarships. Attend and volunteer at the 2 annual events. STRUT Men of Distinction Banquet and fashion show and Scholarship awards dinner. Volunteering - Making phone calls to award winners, reminders to attend, working with models for STRUT
CRS (Client Relationship Summary) - RIA
Click below to view Sabrina J Mason's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Sabrina J Mason's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 27, 2023 - Present
VALIC FINANCIAL ADVISORS, INC.
Office #1: 500 West Madison Suite 2850, Chicago, IL 60661RIA
BD
CRD#: 42803
Chicago, IL
Current
June 27, 2023 - Present
VALIC FINANCIAL ADVISORS, INC.
Office #1: 500 West Madison Suite 2850, Chicago, IL 60661RIA
BD
CRD#: 42803
Chicago, IL
Past
March 1, 2021 - July 7, 2023
PRUCO SECURITIES, LLC.
RIA
CRD#: 5685
Matteson, IL
Past
May 28, 2019 - July 7, 2023
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
Matteson, IL
Past
June 9, 2011 - May 9, 2019
ALLSTATE FINANCIAL SERVICES, LLC
BD
CRD#: 18272
CHICAGO, IL
Past
November 4, 2009 - December 3, 2010
FIFTH THIRD SECURITIES, INC.
RIA
CRD#: 628
CHICAGO, IL
Past
November 4, 2009 - December 3, 2010
FIFTH THIRD SECURITIES, INC.
BD
CRD#: 628
CHICAGO, IL
Past
May 29, 2007 - December 1, 2009
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
CALUMET CITY, IL
Past
May 29, 2007 - December 1, 2009
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
CALUMET CITY, IL
Past
August 14, 2002 - May 29, 2007
CITICORP INVESTMENT SERVICES
RIA
CRD#: 23988
CHICAGO, IL
Past
April 15, 1997 - May 29, 2007
CITICORP INVESTMENT SERVICES
BD
CRD#: 23988
CHICAGO, IL
Past
May 31, 1995 - December 13, 1996
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Past
October 3, 1994 - June 1, 1995
CITICORP INVESTMENT SERVICES
BD
CRD#: 23988
LONG ISLAND CITY, NY
Past
April 15, 1994 - June 2, 1994
CHATFIELD DEAN & CO., INC.
BD
CRD#: 14714
GREENWOOD VILLAGE, CO
Past
April 16, 1993 - March 1, 1994
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VF
VALIC FINANCIAL ADVISORS, INC.
AIG RETIREMENT ADVISORS, INC. | VALIC INVESTMENT SERVICES COMPANY | VALIC FINANCIAL ADVISORS, INC. | COREBRIDGE FINANCIAL | AMERICAN GENERAL FINANCIAL ADVISORS, INC. | AIG RETIREMENT SERVICES
CRD#: 42803 / SEC#: 801-54952, 8-50018
RIA
Registered Investment Advisory firm - SEC (10/10/1997 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Illinois(6/27/2023)
IAR
Illinois(6/27/2023)
RR
Indiana(7/11/2023)
IAR
Indiana(7/11/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VF
VALIC FINANCIAL ADVISORS, INC.
AIG RETIREMENT ADVISORS, INC. | VALIC INVESTMENT SERVICES COMPANY | VALIC FINANCIAL ADVISORS, INC. | COREBRIDGE FINANCIAL | AMERICAN GENERAL FINANCIAL ADVISORS, INC. | AIG RETIREMENT SERVICES
CRD#: 42803 / SEC#: 801-54952, 8-50018
RIA
Registered Investment Advisory firm - SEC (10/10/1997 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information
Main Address
2919 Allen Parkway L3-20, Houston, TX 77019
Mailing Address
2919 Allen Parkway L3-20, Houston, TX 77019-2158
Phone number
(866) 544-4968
Established
Texas since 11/18/1996
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
1,633
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE VARIABLE ANNUITY LIFE INSURANCE COMPANY | DIRECT OWNER | |
| BURNETTE, CYNTHIA LEA | CHIEF FINANCIAL OFFICER AND TREASURER | 1863103 |
| FORTEY, MICHAEL | VFA CHIEF COMPLIANCE OFFICER BROKER DEALER | 2304969 |
| GIBSON, KRISTA DE LOIS | PRESIDENT; SVP, HEAD OF PRODUCT & ADVISORY SERVICES | 2348708 |
| JOE, CHRISTOPHER CHUCK | VFA CHIEF COMPLIANCE OFFICER INVESTMENT ADVISOR | 2373056 |
| LOGAN, JOHN ALBERT | CHIEF OPERATIONS OFFICER | 4378887 |
| MARCIEL-CARR, THERESA H | VICE PRESIDENT, FIELD SUPERVISION | 5428259 |
| NORRIS, JOHN ERIK | SECRETARY | 8188573 |
| RINK, VERONICA LYNETTE | VICE PRESIDENT, BUSINESS ADMINISTRATION | 4724432 |
Regulatory assets under management
| Total Number of Accounts | 293,993 |
| AUM (Assets Under Management) | $ 26,372,603,709 |
Disclosures
| Regulatory Event | 17 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/24/2025 | ||
| 01/27/2025 | ||
| 04/29/2024 | ||
| 04/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
