Todd C. Allen

PROVISOR ASSET MANAGEMENT LLC

BLUFFTON, SC 29909

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CRD#: 2339704

Professional summary

Todd Curtis Allen, AIF®, ChFC®, CLU®, who also goes by Todd C Allen, is a registered financial advisor currently at PROVISOR ASSET MANAGEMENT LLC located in Bluffton, South Carolina.

Todd is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Todd has worked at 8 firms and has passed the Series 63, Series 65, SIE, Series 6, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Todd C Allen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Todd Curtis Allen's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

ChFC^®

Chartered Financial Consultant

CLU^®

Chartered Life Underwriter

Experience

Current

December 1, 2021 - Present

PROVISOR ASSET MANAGEMENT LLC

Office #1: 110 Traders Cross Suite 115, Bluffton, SC 29909

RIA

CRD#: 313434

BLUFFTON, SC

Past

May 14, 2018 - November 16, 2021

ON INVESTMENT MANAGEMENT CO

RIA

CRD#: 105662

Bluffton, SC

Past

May 11, 2018 - November 16, 2021

THE O.N. EQUITY SALES COMPANY

CRD#: 2936

Bluffton, SC

Past

June 30, 2017 - February 22, 2018

ALLSTATE FINANCIAL ADVISORS, LLC

RIA

CRD#: 109524

Beaufort, SC

Past

June 8, 2015 - February 22, 2018

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

Beaufort, SC

Past

August 1, 2008 - December 19, 2008

NATIONWIDE SECURITIES, LLC

CRD#: 11173

ROCHESTER, NY

Past

March 7, 2008 - August 1, 2008

1717 CAPITAL MANAGEMENT COMPANY

CRD#: 4082

ROCHESTER, NY

Past

April 20, 1993 - December 1, 2006

MML INVESTORS SERVICES, LLC

CRD#: 10409

ROCHESTER, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

South Carolina
(12/1/2021)

IAR

Texas
(12/3/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 7/17/2015

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 12/20/1999

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 6/7/2015

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 7

Date: 10/28/1997

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/10/1997

General Securities Principal Examination

Current Firm

PROVISOR ASSET MANAGEMENT LLC

CRD#: 313434 / SEC#:

South Carolina

Registered Investment Advisory firm - (12/1/2021 Approved)

Texas

Registered Investment Advisory firm - (12/3/2021 Approved)

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Contact information

Main Address

110 Traders Cross Suite 115, Bluffton, SC 29909

Mailing Address

Phone number

(704) 617-6481

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	33
AUM (Assets Under Management)	$ 3,214,791

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Todd C. Allen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Todd Curtis Allen's CRS (Customer Relationship Summary).

Certified licenses

Experience

ON INVESTMENT MANAGEMENT CO

THE O.N. EQUITY SALES COMPANY

ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL SERVICES, LLC

NATIONWIDE SECURITIES, LLC

1717 CAPITAL MANAGEMENT COMPANY

MML INVESTORS SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 7/17/2015

Series 65

Date: 12/20/1999

SIE

Date: 10/1/2018

Series 6

Date: 6/7/2015

Series 7

Date: 10/28/1997

Series 24

Date: 12/10/1997

Current Firm

PROVISOR ASSET MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PROVISOR ASSET MANAGEMENT LLC

TRUST BUT VERIFY

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