Todd C. Allen
Professional summary
Todd Curtis Allen, AIF®, ChFC®, CLU®, who also goes by Todd C Allen, is a registered financial advisor currently at PROVISOR ASSET MANAGEMENT LLC located in Bluffton, South Carolina.
Todd is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Todd has worked at 8 firms and has passed the Series 63, Series 65, SIE, Series 6, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Todd Curtis Allen's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 1, 2021 - Present
PROVISOR ASSET MANAGEMENT LLC
Office #1: 158 State Street Suite 2a, Bluffton, SC 29910May 14, 2018 - November 16, 2021
ON INVESTMENT MANAGEMENT CO
May 11, 2018 - November 16, 2021
THE O.N. EQUITY SALES COMPANY
June 30, 2017 - February 22, 2018
ALLSTATE FINANCIAL ADVISORS, LLC
June 8, 2015 - February 22, 2018
ALLSTATE FINANCIAL SERVICES, LLC
August 1, 2008 - December 19, 2008
NATIONWIDE SECURITIES, LLC
March 7, 2008 - August 1, 2008
1717 CAPITAL MANAGEMENT COMPANY
April 20, 1993 - December 1, 2006
MML INVESTORS SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(12/1/2021)
(12/3/2021)
Exams
Current Firm
PROVISOR ASSET MANAGEMENT LLC
CRD#: 313434 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 21 |
| AUM (Assets Under Management) | $ 1,300,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
