William K. Wee
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Kenneth Wee, CFP®, who also goes by Billy Wee, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1993. William had worked at 6 firms and has passed the Series 63, SIE, Series 2, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1990
Experience
September 17, 2021 - January 13, 2025
EP WEALTH ADVISORS
February 5, 2015 - March 4, 2016
LPL FINANCIAL LLC
October 23, 2013 - December 24, 2014
FINANCIAL TELESIS INC
August 13, 2012 - November 4, 2021
HOMEWOOD CAPITAL MANAGEMENT, INC.
November 4, 2010 - December 31, 2011
HOMEWOOD CAPITAL MANAGEMENT, INC.
June 25, 1997 - December 24, 2014
FINANCIAL TELESIS INC
May 25, 1994 - January 29, 1997
JOHN HANCOCK DISTRIBUTORS LLC
February 8, 1994 - May 10, 1994
KEOGLER, MORGAN & COMPANY, INC.
April 28, 1993 - February 22, 1994
JOHN HANCOCK DISTRIBUTORS LLC
Primary Firm SEC Registration
EP WEALTH ADVISORS
CRD#: 111147 / SEC#: 801-29358
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 2
Date: 8/3/1994
Non-Member General Securities ExaminationCurrent Firm
EP WEALTH ADVISORS
CRD#: 111147 / SEC#: 801-29358
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 49,167 |
| AUM (Assets Under Management) | $ 35,570,000,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
