Ferdinand J. Young
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ferdinand Joseph Young was a registered financial professional .
Ferdinand is a previously registered financial professional and started their career in finance in 1994. Ferdinand had worked at 4 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 6, 2006 - August 9, 2006
J.P. TURNER & COMPANY, L.L.C.
February 13, 2004 - April 26, 2004
LH ROSS & COMPANY, INC.
June 15, 2001 - May 28, 2002
LH ROSS & COMPANY, INC.
May 14, 1999 - June 19, 2001
FAS WEALTH MANAGEMENT SERVICES, INC.
August 31, 1998 - December 15, 1998
FAS WEALTH MANAGEMENT SERVICES, INC.
February 10, 1994 - August 31, 1998
BILTMORE SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
J.P. TURNER & COMPANY, L.L.C.
CRD#: 43177 / SEC#: , 8-50156
Contact information
Documents
Disclosures
| Regulatory Event | 30 |
| Arbitration | 12 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
