Harold H. Halford
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Harold H Halford was a registered financial professional .
Harold is a previously registered financial professional and started their career in finance in 1970. Harold had worked at 4 firms and has passed the Series 1 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 6, 1982 - July 1, 1987
BOARDWALK CAPITAL CORPORATION
April 18, 1975 - January 16, 1980
EDWARD BROWN SECURITIES, INC.
May 25, 1972 - December 7, 1973
WEIS SECURITIES, INC.
August 12, 1970 - August 30, 1972
F I DUPONT GLORE FORGAN & CO
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 12/11/1969
Registered Representative ExaminationCurrent Firm
BOARDWALK CAPITAL CORPORATION
CRD#: 10279 / SEC#: , 8-26845
Contact information
Documents
Red Flags
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