Robert D. Levin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert David Levin, who also goes by Robert D Levin, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1993. Robert had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 4, 2014 - March 27, 2017
THIRD SEVEN CAPITAL LLC
March 17, 2003 - October 2, 2006
HORNOR, TOWNSEND & KENT, LLC
February 19, 2003 - October 2, 2006
HORNOR, TOWNSEND & KENT, LLC
October 11, 2002 - March 6, 2003
PRINCIPAL SECURITIES, INC.
October 5, 1998 - March 6, 2003
PRINCIPAL SECURITIES, INC.
January 7, 1997 - October 29, 1998
MUTUAL SERVICE CORPORATION
March 15, 1996 - December 31, 1996
MUTUAL SERVICE CORPORATION
August 9, 1993 - March 21, 1996
FORESTERS EQUITY SERVICES, INC.
April 12, 1993 - August 2, 1993
WOODBURY FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
THIRD SEVEN CAPITAL LLC
CRD#: 160209 / SEC#: , 8-69032
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
