Kevin C. Heller

CASTLE HILL CAPITAL PARTNERS

New York, NY 10017

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CRD#: 2338599

Professional summary

Kevin Charles Heller is a registered financial professional currently at CASTLE HILL CAPITAL PARTNERS, INC. located in New York, New York.

Kevin is registered as a RR (Registered Representative) and started their career in finance in 1994. Kevin has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 3 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kevin Charles Heller's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 27, 2022 - Present

CASTLE HILL CAPITAL PARTNERS, INC.

Office #1: 216 East 45th Street, Suite 1301, New York, NY 10017

CRD#: 44131

New York, NY

Past

June 8, 2015 - August 31, 2021

FDX CAPITAL LLC

CRD#: 119302

NEW YORK, NY

Past

January 22, 2013 - June 8, 2015

FIRST LIBERTIES FINANCIAL

CRD#: 14432

TAMPA, FL

Past

November 16, 2012 - January 2, 2013

OPEN TO THE PUBLIC INVESTING, INC.

CRD#: 127818

NEW YORK, NY

Past

April 20, 1999 - November 11, 2009

FOCUS ADVISORY, LLC

CRD#: 36909

NEW YORK, NY

Past

February 14, 1997 - April 15, 1998

CIBC WORLD MARKETS CORP.

CRD#: 630

NEW YORK, NY

Past

April 27, 1995 - November 6, 1996

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

December 15, 1994 - February 10, 1995

KIDDER, PEABODY & CO. INCORPORATED

CRD#: 7613

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(6/27/2022)

South Carolina
(8/13/2024)

Exams

State Security Law Exam

IAR

Series 65

Date: 3/4/2013

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/6/2012

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/15/2012

General Securities Representative Examination

General Industry/Product Exam

Series 3

Date: 5/25/1993

National Commodity Futures Examination

SRO Registrations

FINRA

Current Firm

CASTLE HILL CAPITAL PARTNERS, INC.

BOUCHEY & ASSOCIATES, INC. | CASTLE HILL CAPITAL PARTNERS, INC.

CRD#: 44131 / SEC#: , 8-50550

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

216 East 45th Street, Suite 1301, New York, NY 10017

Mailing Address

216 East 45th Street, Suite 1301, New York, NY 10017

Phone number

(212) 784-6104

Established

New York since 09/05/1997

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (40 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
SAUNDERS, ANDREW O'BRIEN	PRESIDENT	5690785
WEBSTER, GEOFFREY LEHMAN	PRINCIPAL OPERATING OFFICER, PRINCIPAL FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER	2561071

Red Flags

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Kevin C. Heller

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kevin Charles Heller's CRS (Customer Relationship Summary).

Certified licenses

Experience

FDX CAPITAL LLC

FIRST LIBERTIES FINANCIAL

OPEN TO THE PUBLIC INVESTING, INC.

FOCUS ADVISORY, LLC

CIBC WORLD MARKETS CORP.

PRUDENTIAL EQUITY GROUP, LLC

KIDDER, PEABODY & CO. INCORPORATED

State Registrations and Notice Filings

Exams

Series 65

Date: 3/4/2013

Series 63

Date: 12/6/2012

SIE

Date: 10/1/2018

Series 7

Date: 11/15/2012

Series 3

Date: 5/25/1993

FINRA

Current Firm

CASTLE HILL CAPITAL PARTNERS, INC.

Contact information

FINRA licenses (40 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

CASTLE HILL CAPITAL PARTNERS, INC.

TRUST BUT VERIFY

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