Terri B. Clouse
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Terri Bell Clouse, who also goes by Terri Lynn Bell, Terri Bell, Terri Lynn Clouse, Terri Bell Esser, Terri Lynn Trivison, was a registered financial professional .
Terri is a previously registered financial professional and started their career in finance in 1993. Terri had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 52 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 20, 2005 - December 31, 2005
JPMORGAN ASSET MANAGEMENT
July 7, 2005 - January 7, 2015
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
August 2, 2004 - June 22, 2005
J.P. MORGAN SECURITIES INC.
November 1, 2002 - August 2, 2004
BANC ONE CAPITAL MARKETS, INC.
December 4, 2000 - January 8, 2002
BNP PARIBAS SECURITIES CORP.
May 20, 1998 - October 20, 2000
PERSHING LLC
April 17, 1996 - May 1, 1998
BNP PARIBAS SECURITIES CORP.
August 9, 1993 - October 13, 1995
KEYBANC CAPITAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 7/5/1995
General Securities Sales Supervisor Examination (Options Module & General Module)Current firm
No current employment
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
