Donald K. Grissom
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald Keith Grissom, who also goes by Don Grissom, was a registered financial advisor .
Donald is a previously registered financial advisor and started their career in finance in 1993. Donald had worked at 6 firms and has passed the Series 65, Series 63, Series 31, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 22, 2006 - December 4, 2008
SICOR SECURITIES INC
April 9, 2003 - March 31, 2006
SECURITIES AMERICA ADVISORS, INC.
December 8, 1999 - March 24, 2006
SECURITIES AMERICA, INC.
May 5, 1997 - December 22, 1999
PROSPERA FINANCIAL SERVICES, INC.
January 12, 1995 - May 14, 1997
MORGAN STANLEY DW INC.
April 30, 1993 - January 16, 1995
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SICOR SECURITIES INC
CRD#: 16195 / SEC#: 801-31673, 8-33445
Contact information
Direct owners and executive officers
Disclosures
| Regulatory Event | 13 |
| Arbitration | 1 |
Red Flags
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