David C. Wright
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Cummings Wright, who also goes by David C Wright, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1998. David had worked at 8 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 26, 2010 - February 23, 2015
MSI FINANCIAL SERVICES, INC.
September 29, 2005 - November 21, 2008
STRATEGIC ADVISERS LLC
June 30, 2004 - June 6, 2007
NATIONAL FINANCIAL SERVICES LLC
September 10, 2002 - June 30, 2004
FIDELITY DISTRIBUTORS CORPORATION
September 10, 2002 - November 21, 2008
FIDELITY BROKERAGE SERVICES LLC
August 20, 2002 - December 16, 2004
STRATEGIC ADVISERS LLC
May 1, 2002 - September 10, 2002
FIDELITY DISTRIBUTORS COMPANY LLC
August 12, 1998 - September 10, 2001
SIGNATOR INVESTORS, INC.
August 12, 1998 - September 10, 2001
JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MSI FINANCIAL SERVICES, INC.
CRD#: 14251 / SEC#: 801-22306, 8-30447
Contact information
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DIRECT OWNER | |
| BENSON, WENDY ANN | CHIEF EXECUTIVE OFFICER AND DIRECTOR | 2140720 |
| CHICARES, ELIZABETH WARD | DIRECTOR | 2194754 |
| FANNING, MICHAEL ROBERT | DIRECTOR | 1620072 |
| FRANCELLA, AMY | SECRETARY AND CHIEF LEGAL OFFICER | 1881552 |
| FREDERICK, CHRISTINE SPENCER | CHIEF COMPLIANCE OFFICER | 2641636 |
| HOLTZER, DAVID MICHAEL | PRESIDENT | 4345697 |
Disclosures
| Regulatory Event | 41 |
| Civil Event | 1 |
| Arbitration | 13 |
| Bond | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
