Skip Markins
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Skip Markins, who also goes by Terry M Markins, Terry Maurice Markins II, Terry Maurice Markins, was a registered financial professional .
Skip is a previously registered financial professional and started their career in finance in 1993. Skip had worked at 5 firms and has passed the Series 66, Series 63, Series 65, Series 99TO, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 4, 2022 - December 20, 2023
TD AMERITRADE, INC.
July 15, 2016 - February 5, 2024
CHARLES SCHWAB & CO., INC.
July 13, 2016 - February 5, 2024
CHARLES SCHWAB & CO., INC.
November 4, 2010 - September 16, 2015
STRATEGIC ADVISERS LLC
March 12, 2007 - September 16, 2015
FIDELITY BROKERAGE SERVICES LLC
February 5, 1994 - February 5, 2007
CHARLES SCHWAB & CO., INC.
August 6, 1993 - January 24, 1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
TD AMERITRADE, INC.
CRD#: 7870 / SEC#: 801-60469, 8-23395
Contact information
Disclosures
| Regulatory Event | 79 |
| Civil Event | 1 |
| Arbitration | 145 |
Red Flags
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