Edward A. Salazar
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward Antonio Salazar, who also goes by Ted Salazar, was a registered financial advisor .
Edward is a previously registered financial advisor and started their career in finance in 1993. Edward had worked at 12 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 5, 2009 - October 28, 2009
MSI FINANCIAL SERVICES, INC.
March 10, 2008 - January 29, 2009
BBVA COMPASS INVESTMENT SOLUTIONS, INC
February 29, 2008 - January 29, 2009
BBVA COMPASS INVESTMENT SOLUTIONS, INC
April 13, 2007 - May 16, 2007
CHASE INVESTMENT SERVICES CORP.
March 23, 2007 - May 16, 2007
CHASE INVESTMENT SERVICES CORP.
November 29, 2005 - February 13, 2007
COUNTRYWIDE INVESTMENT SERVICES, INC.
May 12, 2005 - November 16, 2005
CHASE INVESTMENT SERVICES CORP.
January 15, 2003 - November 16, 2005
CHASE INVESTMENT SERVICES CORP.
May 23, 2001 - January 17, 2003
WAMU INVESTMENTS, INC.
March 9, 2001 - June 8, 2001
NELSONREID, INC.
February 24, 2000 - March 5, 2001
MORGAN STANLEY DW INC.
October 23, 1998 - January 25, 2000
HARRIS INVESTORS DIRECT, INC.
October 21, 1998 - February 10, 2000
AMERITAS INVESTMENT COMPANY, LLC
February 20, 1997 - October 29, 1998
INVESTMENT NETWORK, INC.
November 8, 1994 - December 31, 1995
NORTH AMERICAN MANAGEMENT, INC.
May 6, 1993 - August 29, 1994
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MSI FINANCIAL SERVICES, INC.
CRD#: 14251 / SEC#: 801-22306, 8-30447
Contact information
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DIRECT OWNER | |
| BENSON, WENDY ANN | CHIEF EXECUTIVE OFFICER AND DIRECTOR | 2140720 |
| CHICARES, ELIZABETH WARD | DIRECTOR | 2194754 |
| FANNING, MICHAEL ROBERT | DIRECTOR | 1620072 |
| FRANCELLA, AMY | SECRETARY AND CHIEF LEGAL OFFICER | 1881552 |
| FREDERICK, CHRISTINE SPENCER | CHIEF COMPLIANCE OFFICER | 2641636 |
| HOLTZER, DAVID MICHAEL | PRESIDENT | 4345697 |
Disclosures
| Regulatory Event | 41 |
| Civil Event | 1 |
| Arbitration | 13 |
| Bond | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
