Marcus A. Winbush

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CRD#: 2338200

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Marcus Andrew Winbush, CFP® was a registered financial professional .

Marcus is a previously registered financial professional and started their career in finance in 1993. Marcus had worked at 13 firms and has passed the Series 66, Series 63, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Past

December 9, 2013 - December 31, 2018

TRUE NORTH CAPITAL ALLIANCE

RIA

CRD#: 115367

ST. PAUL, MN

Past

September 9, 2011 - September 21, 2012

MORGAN STANLEY

RIA

CRD#: 149777

MINNEAPOLIS, MN

Past

December 10, 2010 - September 21, 2012

MORGAN STANLEY

CRD#: 149777

MINNEAPOLIS, MN

Past

November 1, 2005 - December 22, 2010

CROWN CAPITAL SECURITIES, L.P.

CRD#: 6312

ROCHESTER, MN

Past

February 27, 2003 - October 31, 2005

THRIVENT INVESTMENT MANAGEMENT INC.

CRD#: 18387

MINNEAPOLIS, MN

Past

September 18, 2001 - December 31, 2002

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

FAIRFIELD, IA

Past

August 23, 2000 - September 6, 2001

SUNAMERICA SECURITIES, INC.

CRD#: 20068

PHOENIX, AZ

Past

March 31, 2000 - July 26, 2000

LINCOLN RETIREMENT ADVISORS, INC.

CRD#: 47865

SCHAUMBURG, IL

Past

February 12, 1999 - May 8, 2000

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

Past

February 12, 1999 - May 8, 2000

OSAIC FA, INC.

CRD#: 3978

FORT WAYNE, IN

Past

November 2, 1995 - December 15, 1998

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

OAKDALE, MN

Past

November 11, 1994 - November 10, 1995

CETERA ADVISORS LLC

CRD#: 10299

GREENWOOD VILLAGE, CO

Past

March 14, 1994 - November 15, 1994

CETERA WEALTH SERVICES, LLC

CRD#: 13572

EL SEGUNDO, CA

Past

July 2, 1993 - April 6, 1994

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/18/2003

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 7/2/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 6/9/1995

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/1/1993

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/3/2000

General Securities Principal Examination

Current Firm

TRUE NORTH CAPITAL ALLIANCE

CRD#: 115367 / SEC#: 801-66541

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Contact information

Main Address

St. Paul, MN

Mailing Address

Phone number

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Marcus A. Winbush

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

MORGAN STANLEY

MORGAN STANLEY

CROWN CAPITAL SECURITIES, L.P.

THRIVENT INVESTMENT MANAGEMENT INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

SUNAMERICA SECURITIES, INC.

LINCOLN RETIREMENT ADVISORS, INC.

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

WOODBURY FINANCIAL SERVICES, INC.

CETERA ADVISORS LLC

CETERA WEALTH SERVICES, LLC

PRUCO SECURITIES, LLC.

State Registrations and Notice Filings

Exams

Series 66

Date: 4/18/2003

Series 63

Date: 7/2/1993

Series 7

Date: 6/9/1995

Series 6

Date: 7/1/1993

Series 24

Date: 3/3/2000

Current Firm

TRUE NORTH CAPITAL ALLIANCE

Contact information

Documents

Red Flags

Company Information

TRUE NORTH CAPITAL ALLIANCE

TRUST BUT VERIFY

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