Thomas C. Sung
Professional summary
Thomas Cc Sung is a registered financial professional currently at ABACUS INTERNATIONAL CAPITAL CORP. located in New York, New York.
Thomas is registered as a RR (Registered Representative) and started their career in finance in 1994. Thomas has worked at 1 firm and has passed the Series 63, Series 99TO, Series 52TO, SIE, Series 7, Series 4, Series 53, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Thomas Cc Sung's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 21, 1994 - Present
ABACUS INTERNATIONAL CAPITAL CORP.
Office #1: 6 Bowery 4th Floor, New York, NY, 10013Office #2: 6 Bowery 4th Floor, New York, NY, 10013State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/9/1993)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
ABACUS INTERNATIONAL CAPITAL CORP.
CRD#: 32119 / SEC#: , 8-46418
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ABACUS FEDERAL SAVINGS BANK | PARENT | |
| SONG, ROBERT MICHAEL | FINOP | 2917509 |
| SUNG, JILL | VICE PRESIDENT, GENERAL SECURITIES PRINCIPAL, CHIEF COMPLIANCE OFFICER, AML COMPLIANCE OFFICER | 2761361 |
| SUNG, THOMAS CC | CHAIRMAN, CEO, PRESIDENT, MUNICIPAL SECURITIES PRINCIPAL, ROP | 2338031 |
| SUNG, VERA | DIRECTOR | 2415260 |
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