Kristina D. Stevens- Van Brasch
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kristina Deidre Stevens- Van Brasch, who also goes by Kristina Diedre Ingalls, Kristina Ingalls, Kristina Deidre Steven-van Brasch, Kristina Deidre Stevens, Kristina Deidre Stevens-van Brasch, was a registered financial professional .
Kristina is a previously registered financial professional and started their career in finance in 1993. Kristina had worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 6, 2020 - April 10, 2023
THE LEADERS GROUP, INC.
November 1, 2016 - January 28, 2020
BLUEROCK CAPITAL MARKETS LLC
July 1, 2016 - October 21, 2016
OSAIC INSTITUTIONS, INC.
June 13, 2006 - July 1, 2016
ESSEX NATIONAL SECURITIES, LLC
May 1, 2006 - June 2, 2006
JOHN HANCOCK DISTRIBUTORS LLC
June 19, 1995 - March 7, 2006
ESSEX NATIONAL SECURITIES, LLC
October 25, 1993 - June 8, 1995
GLENFED BROKERAGE SERVICES
April 6, 1993 - October 6, 1993
IDS LIFE INSURANCE COMPANY
April 6, 1993 - October 6, 1993
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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