Mark D. Osterkamp
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark David Osterkamp, who also goes by Mark D. Osterkamp, Mark D Osterkamp, Mark Osterkamp, was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1993. Mark had worked at 8 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 3 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 3, 2018 - December 5, 2019
FORESIDE FUND SERVICES, LLC
April 15, 2015 - June 7, 2018
BMO INVESTMENT DISTRIBUTORS, LLC
January 1, 2014 - September 22, 2015
BMO HARRIS FINANCIAL ADVISORS, INC.
October 12, 2001 - November 8, 2004
WILSHIRE ASSOCIATES INCORPORATED
May 21, 2001 - August 19, 2001
WILSHIRE ASSOCIATES INCORPORATED
August 18, 2000 - May 17, 2001
KA ASSOCIATES, LLC
May 5, 1999 - May 15, 2000
WILSHIRE ASSOCIATES INCORPORATED
May 15, 1997 - July 10, 1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 31, 1993 - January 22, 1996
CITIGROUP GLOBAL MARKETS INC.
July 8, 1993 - July 31, 1993
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FORESIDE FUND SERVICES, LLC
CRD#: 46106 / SEC#: , 8-51293
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| STROUT, ALICIA KIMBERLY | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | 6320351 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
