Erik G. Konicki
Professional summary
Erik Geofferey Konicki, who also goes by Erik G Konicki, Erik Geofferey Konicki, is a registered financial professional currently at FINALIS SECURITIES LLC located in New York, New York.
Erik is registered as a RR (Registered Representative) and started their career in finance in 1993. Erik has worked at 6 firms and has passed the Series 63, SIE, Series 79, Series 6 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Erik Geofferey Konicki's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 27, 2026 - Present
FINALIS SECURITIES LLC
Office #1: 450 Lexington Ave., New York, NY 10017January 1, 2017 - September 3, 2024
STATESMAN CORPORATE FINANCE, LLC
December 9, 2002 - March 5, 2003
FORESTERS FINANCIAL SERVICES, INC.
December 1, 1995 - August 1, 1996
INVESCO DISTRIBUTORS, INC.
June 29, 1994 - June 21, 1995
JOSEPHTHAL & CO., INC.
June 16, 1993 - July 19, 1994
F.N. WOLF & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/27/2026)
Exams
FINRA
Current Firm
FINALIS SECURITIES LLC
CRD#: 305908 / SEC#: , 8-70425
Contact information
FINRA licenses (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
