Lawrence M. Blau
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lawrence Mcdara Blau, who also goes by Lawrence Mc Dara Blau, was a registered financial professional .
Lawrence is a previously registered financial professional and started their career in finance in 1970. Lawrence had worked at 2 firms and has passed the Series 63, PC, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 10, 1988 - February 28, 1992
BEM CAPITAL, INC.
February 2, 1970 - February 22, 1988
CIBC WORLD MARKETS CORP.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
PC
Date: 6/6/1977
AMEX Put and Call ExamSeries 1
Date: 4/13/1964
Registered Representative ExaminationCurrent Firm
BEM CAPITAL, INC.
CRD#: 21405 / SEC#: , 8-38930
Contact information
Documents
Red Flags
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