John A. Wouters
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Albert Wouters was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1993. John had worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 87, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 13, 2022 - September 30, 2022
PROVIDENT ADVISORS LLC
June 26, 2019 - July 20, 2020
MD GLOBAL PARTNERS, LLC
December 5, 2013 - June 20, 2019
GARDEN STATE SECURITIES, INC.
January 5, 2012 - February 22, 2021
PALADIN WEALTH MANAGEMENT INC.
March 3, 2009 - December 8, 2011
GARDEN STATE SECURITIES, INC.
April 30, 2008 - February 20, 2009
FIS BROKERAGE & SECURITIES SERVICES LLC
April 11, 2006 - April 28, 2008
J.P. TURNER & COMPANY, L.L.C.
March 3, 2003 - April 12, 2006
FIS BROKERAGE & SECURITIES SERVICES LLC
February 21, 2003 - March 3, 2003
RUMSON CAPITAL, LLC
August 1, 2002 - September 20, 2002
TAFFERER TRADING, LLC
March 20, 2002 - August 1, 2002
SKEFFINGTON SECURITIES, L.L.C.
June 19, 1997 - April 10, 2001
TAFFERER TRADING, LLC
March 6, 1996 - December 12, 1996
SUNPOINT SECURITIES, INC.
June 19, 1995 - February 20, 1996
INVESTORS ASSOCIATES, INC.
October 7, 1993 - July 13, 1995
M.S. FARRELL & COMPANY, INC.
September 29, 1993 - October 19, 1993
SANDS BROTHERS & CO., LTD.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 6/28/1999
Limited Representative-Equity Trader ExamCurrent Firm
PROVIDENT ADVISORS LLC
CRD#: 316657 / SEC#:
Contact information
Red Flags
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