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JW

John Albert Wouters

CRD# 2337303·Registered 1993 - 2022
Previously Registered: Being a previously registered professional could mean that John is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

John Albert Wouters was a registered financial advisor. John was a previously registered financial professional and started their career in finance 1993 - 2022. John had worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 87, Series 55, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

33 years registered in the securities industry

Current & Past Employments

Past

PROVIDENT ADVISORS LLCPast·CRD# 316657
RIA
Oradell, NJ
April 13, 2022 - September 30, 2022
PALADIN WEALTH MANAGEMENT INC.Past·CRD# 151752
RIA
Hackensack, NJ
January 5, 2012 - February 22, 2021
MD GLOBAL PARTNERS, LLCPast·CRD# 140988
BD
Hackensack, NJ
June 26, 2019 - July 20, 2020
GARDEN STATE SECURITIES, INC.Past·CRD# 10083
BD
Red Bank, NJ
December 5, 2013 - June 20, 2019
GARDEN STATE SECURITIES, INC.Past·CRD# 10083
BD
Hackensack, NJ
March 3, 2009 - December 8, 2011
FIS BROKERAGE & SECURITIES SERVICES LLCPast·CRD# 104162
BD
Hoboken, NJ
April 30, 2008 - February 20, 2009
J.P. TURNER & COMPANY, L.L.C.Past·CRD# 43177
BD
Hackensack, NJ
April 11, 2006 - April 28, 2008
FIS BROKERAGE & SECURITIES SERVICES LLCPast·CRD# 104162
BD
Bolingbrook, IL
March 3, 2003 - April 12, 2006
RUMSON CAPITAL, LLCPast·CRD# 33848
BD
Montebello, NY
February 21, 2003 - March 3, 2003
TAFFERER TRADING, LLCPast·CRD# 36816
BD
New York, NY
August 1, 2002 - September 20, 2002
SKEFFINGTON SECURITIES, L.L.C.Past·CRD# 103700
BD
Jersey City, NJ
March 20, 2002 - August 1, 2002
TAFFERER TRADING, LLCPast·CRD# 36816
BD
New York, NY
June 19, 1997 - April 10, 2001
SUNPOINT SECURITIES, INC.Past·CRD# 25442
BD
Longview, TX
March 6, 1996 - December 12, 1996
INVESTORS ASSOCIATES, INC.Past·CRD# 958
BD
Hackensack, NJ
June 19, 1995 - February 20, 1996
M.S. FARRELL & COMPANY, INC.Past·CRD# 24232
BD
Syosset, NY
October 7, 1993 - July 13, 1995
SANDS BROTHERS & CO., LTD.Past·CRD# 26816
BD
New York, NY
September 29, 1993 - October 19, 1993

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Current Firm

PA
PROVIDENT ADVISORS LLC

PROVIDENT ADVISORS LLC

CRD#: 316657

Contact Information

Main Address

2 Forest Ave, Oradell, NJ 07649

Phone Number

(201) 584-6708

# of Employees

1

Documents

Latest Form ADV
0

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CONSULTING, 5 HRS/WEEK NON FINANCIAL: TUTORING/TEST PREP, AT CLIENT'S SELECTED LOCATIONS; 30 HRS/WEEK NON FINANCIAL, INFRASTRUCTURE AND COMPLIANCE CONSULTING LLC: IT/SYSTEM ADMINISTRATION/DEVELOPMENT, ADMINISTRATION AND SYSTEMS/WEBSITE DEVELOPMENT AT CLIENT'S SELECTED LOCATIONS.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Sep 2010About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1993About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 87 — Research Analyst Exam - Part II Regulations Module

Passed Apr 2007About the Series 87 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Jun 1999

Series 7 — General Securities Representative Examination

Passed Apr 1993About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Feb 1995About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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