EP
Eraine J. Parker
FIRST CITIZENS INVESTOR SERVICES
Decatur, GA
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CRD#: 2337261
EP
Professional summary
Eraine Johnson Parker, who also goes by Eraine Johnson Blount, is a registered financial advisor currently at FIRST CITIZENS INVESTOR SERVICES, INC. located in Decatur, Georgia and SVB WEALTH located in Boston, Massachusetts.
Eraine is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Eraine has worked at 11 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Eraine Johnson Blount
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Sole Proprietor; Non-Investment related; 4268 Sherwood Oaks Drive, Decatur, GA 30034; Real Estate Rentals; Owner; 09/1981; 5 hours monthly/0 during trading hours; Rental Property Maintenance And Leasing. 2) Byond Compliance LLC, A Limited Liability Company for Regulatory Compliance Consulting, Not Investment Related,4268 Sherwood Oaks Drive, Decatur, Ga 30032. President/Owner. January 2023; 15 Hrs/Monthly; 0 During Trading Hours. Writing Training for Supervising Principals and CCOs, Answer Compliance Related Questions, Public Speaking at Compliance Conferences. 3) SILICONE VALLEY BANK WEALTH LLC POSITION: Officer/Director NATURE: I am the Interim CCO for SVBW. INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 04/07/2025 ADDRESS: 53 State Street, 28th Floor, Boston, MA 02109, United States DESCRIPTION: Investment Adviser 4) FIRST CITIZENS ASSET MANAGEMENT POSITION: Officer/Director NATURE: Interim CCO of FCAM INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 15 START DATE: 04/07/2025 ADDRESS: 8540 Colonnade Center Drive, Raleigh, NC 27615, United States DESCRIPTION: Investment Adviser
CRS (Client Relationship Summary) - RIA
Click below to view Eraine Johnson Parker's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 16, 2023 - Present
FIRST CITIZENS INVESTOR SERVICES, INC.
RIA
BD
CRD#: 44430
Decatur, GA
Current
August 7, 2025 - Present
SVB WEALTH
Office #1: 53 State Street, Boston, MA 02109RIA
CRD#: 172832
Boston, MA
Current
August 7, 2025 - Present
FIRST CITIZENS ASSET MANAGEMENT, INC
Office #1: 8540 Colonnade Center Drive, Raleigh, NC 27615RIA
CRD#: 140777
RALEIGH, NC
Current
August 14, 2023 - Present
FIRST CITIZENS INVESTOR SERVICES, INC.
RIA
BD
CRD#: 44430
Decatur, GA
Past
December 14, 2018 - February 2, 2023
MSH CAPITAL ADVISORS LLC
RIA
CRD#: 157835
SCOTTSDALE, AZ
Past
September 18, 2018 - February 2, 2023
M. S. HOWELLS & CO.
BD
CRD#: 104100
SCOTTSDALE, AZ
Past
April 22, 2016 - January 27, 2017
RETIREONE INVESTMENT SERVICES, LLC
BD
CRD#: 269923
FAIRFAX, VA
Past
November 13, 2007 - August 25, 2009
EDELMAN FINANCIAL ADVISORS LLC
RIA
CRD#: 144494
FAIRFAX, VA
Past
May 30, 2007 - January 27, 2017
EDELMAN FINANCIAL SERVICES, LLC
RIA
CRD#: 113299
FAIRFAX, VA
Past
May 25, 2007 - April 22, 2016
SANDERS MORRIS LLC
BD
CRD#: 20580
FAIRFAX, VA
Past
May 23, 2003 - April 19, 2005
TRUIST SECURITIES, INC.
BD
CRD#: 6271
ATLANTA, GA
Past
April 25, 1996 - April 16, 2007
TRUIST INVESTMENT SERVICES, INC.
RIA
CRD#: 17499
ATLANTA, GA
Past
January 4, 1996 - April 16, 2007
TRUIST INVESTMENT SERVICES, INC.
BD
CRD#: 17499
ATLANTA, GA
Past
June 25, 1993 - May 1, 1995
TRUIST INVESTMENT SERVICES, INC.
BD
CRD#: 17499
ATLANTA, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
SVB WEALTH
BANYAN PARTNERS | SVB WEALTH LLC | SVB WEALTH | SVB PRIVATE | KLS, A DIVISION OF SVB WEALTH LLC | KLS, A DIVISION OF BOSTON PRIVATE | BP WEALTH MANAGEMENT, LLC | BP WEALTH MANAGEMENT | BOSTON PRIVATE, AN SVB COMPANY | BOSTON PRIVATE WEALTH MANAGEMENT | BOSTON PRIVATE WEALTH LLC | BOSTON PRIVATE WEALTH | BOSTON PRIVATE
CRD#: 172832 / SEC#: 801-80480
RIA
Registered Investment Advisory firm - (10/2/2014 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Georgia(8/16/2023)
IAR
Georgia(8/16/2023)
RR
North Carolina(8/17/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
SW
SVB WEALTH
BANYAN PARTNERS | SVB WEALTH LLC | SVB WEALTH | SVB PRIVATE | KLS, A DIVISION OF SVB WEALTH LLC | KLS, A DIVISION OF BOSTON PRIVATE | BP WEALTH MANAGEMENT, LLC | BP WEALTH MANAGEMENT | BOSTON PRIVATE, AN SVB COMPANY | BOSTON PRIVATE WEALTH MANAGEMENT | BOSTON PRIVATE WEALTH LLC | BOSTON PRIVATE WEALTH | BOSTON PRIVATE
CRD#: 172832 / SEC#: 801-80480
RIA
Registered Investment Advisory firm - (10/2/2014 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
53 State Street 28th Floor, Boston, MA 02109
Mailing Address
Po Box 27131, Raleigh, NC 27611
Phone number
(617) 223-0200
Established
Firm type
Fiscal year end
# of Employees
85
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,739 |
| AUM (Assets Under Management) | $ 4,983,411,995 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/21/2025 | ||
| 09/20/2024 | ||
| 10/31/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
