Kurt F. Felker
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kurt F Felker, who also goes by Kurt Frederick Felker, was a registered financial professional .
Kurt is a previously registered financial professional and started their career in finance in 1993. Kurt had worked at 7 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 8, 2011 - December 31, 2012
THE O.N. EQUITY SALES COMPANY
October 4, 2011 - November 30, 2011
ALLIED BEACON PARTNERS, INC.
March 20, 2006 - September 30, 2011
WORKMAN SECURITIES CORPORATION
September 25, 2003 - December 31, 2005
THE O.N. EQUITY SALES COMPANY
October 7, 2002 - August 27, 2003
IRON STREET SECURITIES INC.
January 3, 2001 - October 2, 2002
OSAIC FS, INC.
February 4, 1999 - December 31, 2000
WOODBURY FINANCIAL SERVICES, INC.
December 16, 1997 - January 20, 1999
NATIONAL PLANNING CORPORATION
December 12, 1995 - December 3, 1997
WOODBURY FINANCIAL SERVICES, INC.
May 7, 1993 - November 7, 1994
WOODBURY FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE O.N. EQUITY SALES COMPANY
CRD#: 2936 / SEC#: , 8-14161
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 7 |
| Arbitration | 2 |
Red Flags
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