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JB

John Edward Buonocore

CRD# 2337214·Registered 1993 - 2016
Barred: John Edward Buonocore was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

John Edward Buonocore was a registered financial advisor. John was a previously registered financial professional and started their career in finance 1993 - 2016. John had worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

33 years in the financial services industry

Current & Past Employments

WINDSOR STREET CAPITAL, LP·CRD# 34171
BD
New York, NY
January 31, 2000 - April 29, 2016
LCP CAPITAL CORP.·CRD# 14469
BD
Staten Island, NY
November 30, 1998 - March 9, 2000
SHAMROCK PARTNERS, LTD·CRD# 23955
BD
Media, PA
August 12, 1998 - December 31, 1998
GKN SECURITIES CORP.·CRD# 19415
BD
New York, NY
October 22, 1997 - August 25, 1998
J.W. BARCLAY & CO., INC.·CRD# 23350
BD
Woodbridge, NJ
January 4, 1995 - October 24, 1997
BARINGTON CAPITAL GROUP, L.P.·CRD# 29383
BD
New York, NY
April 30, 1993 - December 22, 1994
SFI INVESTMENTS, INC.·CRD# 21663
BD
New York, NY
April 14, 1993 - May 6, 1993

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Current Firm

WS
WINDSOR STREET CAPITAL, LP

JANSSEN-MEYERS ASSOCIATES, L.P. | WINDSOR STREET CAPITAL, LP | ROAN/MEYERS ASSOCIATES, L.P. | ROAN-MEYERS ASSOCIATES, LP | MEYERS ASSOCIATES, L.P.

CRD#: 34171 / SEC#: 8-46219
BD
Cancelled by SEC on 02/05/2020

Contact Information

Established

New York since 04/01/1993

Firm Type

Partnership

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
MEYERS SECURITIES CORP.GENERAL PARTNER—

Disclosures

Regulatory Event

37

Arbitration

15

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1993About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Apr 2016About the SIE exam

Series 7 — General Securities Representative Examination

Passed Apr 1993About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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