John E. Buonocore
Professional summary
John Edward Buonocore was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
John is a previously registered financial professional and started their career in finance in 1993. Prior to being barred, John had worked at 7 firms, which includes WINDSOR STREET CAPITAL LP, LCP CAPITAL CORP., SHAMROCK PARTNERS LTD, GKN SECURITIES CORP., J.W. BARCLAY & CO. INC., BARINGTON CAPITAL GROUP L.P., SFI INVESTMENTS INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 31, 2000 - April 29, 2016
WINDSOR STREET CAPITAL, LP
November 30, 1998 - March 9, 2000
LCP CAPITAL CORP.
August 12, 1998 - December 31, 1998
SHAMROCK PARTNERS, LTD
October 22, 1997 - August 25, 1998
GKN SECURITIES CORP.
January 4, 1995 - October 24, 1997
J.W. BARCLAY & CO., INC.
April 30, 1993 - December 22, 1994
BARINGTON CAPITAL GROUP, L.P.
April 14, 1993 - May 6, 1993
SFI INVESTMENTS, INC.
State Registrations and Notice Filings
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Exams
Current Firm
WINDSOR STREET CAPITAL, LP
CRD#: 34171 / SEC#: , 8-46219
Contact information
Documents
Disclosures
| Regulatory Event | 37 |
| Arbitration | 15 |
Red Flags
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