DS
Donald G. Scully
ONEAMERICA SECURITIES
Baton Rouge, LA 70809
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CRD#: 2337069
DS
Professional summary
Donald G Scully, who also goes by Donald George Scully Jr, Jr Ronald George Scully, Donald George Scully, is a registered financial advisor currently at ONEAMERICA SECURITIES, INC. located in Baton Rouge, Louisiana.
Donald is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Donald has worked at 7 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Donald George Scully Jr | Jr Ronald George Scully | Donald George Scully
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Non-variable insurance sales (fixed life, fixed annuities)**Owner: SOTJ LLC, - property ownership**Owner: Donald G. Scully Jr, Financial Services, Inc. - financial services
CRS (Client Relationship Summary) - RIA
Click below to view Donald G Scully's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Donald G Scully's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 18, 2023 - Present
ONEAMERICA SECURITIES, INC.
Office #1: 10202 Jefferson Highway Suite C, Baton Rouge, LA 70809RIA
BD
CRD#: 4173
Baton Rouge, LA
Current
January 18, 2023 - Present
ONEAMERICA SECURITIES, INC.
Office #1: 10202 Jefferson Highway Suite C, Baton Rouge, LA 70809RIA
BD
CRD#: 4173
Baton Rouge, LA
Past
July 21, 2015 - December 31, 2022
ON INVESTMENT MANAGEMENT CO
RIA
CRD#: 105662
BATON ROUGE, LA
Past
July 21, 2015 - December 31, 2022
THE O.N. EQUITY SALES COMPANY
BD
CRD#: 2936
baton rouge, LA
Past
November 16, 2011 - July 2, 2015
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
Baton Rouge, LA
Past
June 2, 2011 - July 2, 2015
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
Baton Rouge, LA
Past
February 9, 2005 - November 3, 2010
PARK AVENUE SECURITIES LLC
RIA
CRD#: 46173
BATON ROUGE, LA
Past
May 3, 1999 - November 3, 2010
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
BATON ROUGE, LA
Past
October 21, 1996 - May 3, 1999
GUARDIAN INVESTOR SERVICES LLC
BD
CRD#: 6635
NEW YORK, NY
Past
September 20, 1993 - October 30, 1996
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ONEAMERICA SECURITIES, INC.
AUL EQUITY SALES CORP. | ONEAMERICA SECURITIES, INC.
CRD#: 4173 / SEC#: 801-56819, 8-15009
RIA
Registered Investment Advisory firm - SEC (9/13/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Louisiana(1/18/2023)
IAR
Louisiana(1/18/2023)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
ONEAMERICA SECURITIES, INC.
AUL EQUITY SALES CORP. | ONEAMERICA SECURITIES, INC.
CRD#: 4173 / SEC#: 801-56819, 8-15009
RIA
Registered Investment Advisory firm - SEC (9/13/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
One American Square, Indianapolis, IN 46282
Mailing Address
One American Square P.o. Box 1984, Indianapolis, IN 46206-1984
Phone number
(317) 285-1877
Established
Indiana since 06/04/1969
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
326
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMERICAN UNITED LIFE INSURANCE COMPANY | PARENT | |
| BICKEL, KORY LLOYD | CHIEF COMPLIANCE OFFICER | 5424722 |
| CAYETANO, NICHOLAS ADAM | AML OFFICER | 7237505 |
| FLEETWOOD, MATTHEW THOMAS | CHAIRMAN OF THE BOARD/PRESIDENT/CEO/DIRECTOR | 4109266 |
| HARTLEY, BRYAN KEITH | FINOP | 5664171 |
| HOYLE, JASON ANDREW | DIRECTOR | 6027238 |
| JUNKER, DAVID A | DIRECTOR | 2442538 |
| LIONBERGER, TAYLOR W | SALES DEVELOPMENT DIRECTOR | 5931321 |
| MCGOFF, SEAN PATRICK | CHIEF COUNSEL & SECRETARY | 5801826 |
| SANDELSKI, DENNIS JOSEPH | AVP, TAX | 7244469 |
| SMILEY, ERIC DAVID | VP, DIRECTOR OF OPERATIONS | 2978413 |
| SNYDER, DANIEL R | TREASURER | 7318687 |
| WEYER, SHAUN CHRISTOPHER | SALES DEVELOPMENT DIRECTOR | 4607359 |
| YANG, CHUANMING | CHIEF INFORMATION SECURITY OFFICER | 7527042 |
Regulatory assets under management
| Total Number of Accounts | 2,118 |
| AUM (Assets Under Management) | $ 299,940,768 |
Disclosures
| Regulatory Event | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ONEAMERICA SECURITIES, INC.
CRD#: 4173Baton Rouge, LA 70809TRUST BUT VERIFY
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Contact information
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