Rurik B. Halaby
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rurik Bendaly Halaby was a registered financial professional .
Rurik is a previously registered financial professional and started their career in finance in 1970. Rurik had worked at 3 firms and has passed the Series 63, SIE, Series 7, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 1, 1987 - November 23, 2018
AGRICAPITAL SECURITIES INC.
March 29, 1973 - July 20, 1977
HORNBLOWER & WEEKS - HEMPHILL, NOYES INCORPORATED
March 12, 1970 - April 9, 1973
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 3/11/1970
Registered Representative ExaminationCurrent Firm
AGRICAPITAL SECURITIES INC.
CRD#: 19303 / SEC#: , 8-37383
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
