Ronald D. Boyd
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ronald Davie Boyd II, who also goes by Ron Boyd, Ronald Davie Boyd, Ronald Davie Boyd II Ii, Ronald Davie Boyd Ii, Ronald Boyd Ii, was a registered financial advisor .
Ronald is a previously registered financial advisor and started their career in finance in 1996. Ronald had worked at 6 firms and has passed the Series 66, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 23, 2009 - October 28, 2009
POLAR INVESTMENT COUNSEL, INC.
January 2, 2008 - May 8, 2009
S.H. CAPITAL MANAGEMENT CORP.
October 3, 2007 - October 22, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 11, 2007 - October 22, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 2, 2006 - May 21, 2007
JWH SECURITIES, INC.
December 19, 2000 - April 30, 2003
IVY DISTRIBUTORS, INC.
May 1, 1996 - September 7, 2000
INVESCO DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
POLAR INVESTMENT COUNSEL, INC.
CRD#: 42847 / SEC#: 801-64516, 8-50039
Contact information
FINRA licenses (17 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
