NC
Noah A. Cornish
WESTSIDE INVESTMENT MANAGEMENT
OKLAHOMA CITY, OK 73120
Some features on this profile are disabled
CRD#: 2336616
NC
Professional summary
Noah A Cornish, who also goes by Abe Cornish, Noah Abraham Cornish, is a registered financial advisor currently at WESTSIDE INVESTMENT MANAGEMENT, LLC located in Oklahoma City, Oklahoma and LPL FINANCIAL LLC located in Oklahoma City, Oklahoma.
Noah is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Noah has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Abe Cornish | Noah Abraham Cornish
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 01/16/2014 - CORNISH CAPITAL, A LIMITED PARTNERSHIP/ FOR ACCOUNTING PURPOSES ONLY/ 0%/ OKLAHOMA CITY, OK 2. 01/16/2014 - NOAH CORNISH REAL ESTATE INVESTMENTS INC./ REAL ESTATE RENTAL/ 0%/ OKLAHOMA CITY, OK 3. 07/02/2014: NOAH CORNISH LLC - INV REL - NO BUSINESS ADDRESS - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - START 03/02/2014 - NO TIME SPENT 4. 01/06/2015 - WESTSIDE INVESTMENT MANAGEMENT, INC. - REGISTERED INVESTMENT ADVISOR HYBRID - TIME SPENT 90 HOURS PER MONTH - OKLAHOMA CITY, OK 5. 02/25/2015 - Various - INV REL - 10900 Hefner Pointe Drive, Suite 502, Oklahoma City, OK 73120 - Non-Variable Insurance - START 02/18/2015 - 1 HOUR PER MONTH, 1 DURING TRADING - Solicit non-variable life insurance, disability and long term care to clients. Paid at commission rates that they match to LPL's payouts. Non-Owner of agency. 6. 03/08/2022 - Westside Investment Management, LLC - Investment Related - AT REPORTED BUSINESS LOCATION(S) - DBA for LPL Business (entity for LPL business) - Start Date: 03/07/2022 - 150 Hours Per Month/4 Hours During Securities Trading. 7. 08/30/2024 - Noah Energy - Other - LLC - Owner - Not Investment Related - Home Based - Start Date 07/01/2024 - 1 Hour Per Month/ 0 Hours During Trading
CRS (Client Relationship Summary) - RIA
Click below to view Noah A Cornish's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 16, 2014 - Present
WESTSIDE INVESTMENT MANAGEMENT, LLC
Office #1: 10900 Hefner Pinte Drive, Suite 502, Oklahoma City, OK 73120RIA
CRD#: 154522
OKLAHOMA CITY, OK
Current
January 16, 2014 - Present
LPL FINANCIAL LLC
Office #1: 10900 Hefner Pointe Dr Ste 502, Oklahoma City, OK 73120-5006RIA
BD
CRD#: 6413
Oklahoma City, OK
Past
March 5, 2014 - January 11, 2016
LPL FINANCIAL LLC
RIA
CRD#: 6413
FORT MILL, SC
Past
March 3, 2003 - January 21, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
OKLAHOMA CITY, OK
Past
February 28, 2003 - January 21, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
OKLAHOMA CITY, OK
Past
March 1, 1994 - March 18, 2003
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
OKLAHOMA CITY, OK
Past
July 31, 1993 - March 18, 2003
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Past
April 6, 1993 - July 31, 1993
LEHMAN BROTHERS INC.
BD
CRD#: 7506
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WI
WESTSIDE INVESTMENT MANAGEMENT, LLC
WESTSIDE INVESTMENT MANAGEMENT | WESTSIDE INVESTMENT MANAGEMENT, LLC | WESTSIDE INVESTMENT MANAGEMENT, INC.
CRD#: 154522 / SEC#: 801-71762
RIA
Registered Investment Advisory firm - (8/30/2010 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(9/2/2015)
RR
Colorado(1/16/2014)
RR
Kansas(1/16/2014)
RR
Missouri(3/5/2014)
RR
Ohio(2/7/2014)
RR
Oklahoma(1/16/2014)
IAR
Oklahoma(1/16/2014)
RR
Texas(1/16/2014)
IAR
Texas(1/16/2014)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
WI
WESTSIDE INVESTMENT MANAGEMENT, LLC
WESTSIDE INVESTMENT MANAGEMENT | WESTSIDE INVESTMENT MANAGEMENT, LLC | WESTSIDE INVESTMENT MANAGEMENT, INC.
CRD#: 154522 / SEC#: 801-71762
RIA
Registered Investment Advisory firm - (8/30/2010 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2444 Wilshire Blvd Suite 303, Santa Monica, CA 90403
Mailing Address
Phone number
(310) 315-9400
Established
Firm type
Fiscal year end
# of Employees
17
SEC notice filing (10 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,339 |
| AUM (Assets Under Management) | $ 774,187,696 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
WESTSIDE INVESTMENT MANAGEMENT, LLC
CRD#: 154522Oklahoma City, OK 73120TRUST BUT VERIFY
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