Bradley I. Beer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bradley Ira Beer, who also goes by Brad Beer, Bradley Beer, Bradly Ira Beer, Beer, was a registered financial professional .
Bradley is a previously registered financial professional and started their career in finance in 1993. Bradley had worked at 7 firms and has passed the Series 65, Series 66, Series 63, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 5, 2021 - January 30, 2025
VANGUARD ADVISERS, INC.
November 5, 2021 - January 30, 2025
VANGUARD MARKETING CORPORATION
April 6, 2012 - November 13, 2019
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
July 24, 2006 - November 13, 2019
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
October 2, 2003 - February 1, 2006
TD AMERITRADE, INC.
December 10, 1998 - February 1, 2006
TD AMERITRADE, INC.
May 28, 1998 - October 6, 1998
TD AMERITRADE, INC.
July 29, 1996 - October 24, 1997
SHAMUS GROUP, INC.
June 14, 1995 - August 5, 1996
THE THORNWATER COMPANY, L.P.
August 23, 1993 - June 5, 1995
LEGEND MERCHANT GROUP, INC.
Primary Firm SEC Registration
VANGUARD ADVISERS, INC.
CRD#: 106715 / SEC#: 801-49601
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VANGUARD ADVISERS, INC.
CRD#: 106715 / SEC#: 801-49601
Contact information
SEC notice filing (53 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 698,843 |
| AUM (Assets Under Management) | $ 300,434,933,763 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/24/2025 | ||
| 10/23/2024 | ||
| 06/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
