Kyle M. Kavanaugh
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kyle Michael Kavanaugh, who also goes by Kyle Michael Kavanuagh, was a registered financial professional .
Kyle is a previously registered financial professional and started their career in finance in 1996. Kyle had worked at 6 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 23, 2012 - November 30, 2023
PALISADE CAPITAL MANAGEMENT, LP
April 12, 2001 - November 9, 2007
PALISADE CAPITAL SECURITIES, L.L.C.
May 11, 1999 - July 17, 2000
INVESTEC INC.
July 17, 1997 - February 26, 1999
SCHRODER & CO. INC.
September 13, 1996 - July 16, 1997
NATWEST SECURITIES CORPORATION
April 30, 1996 - August 29, 1996
DRESDNER SECURITIES (USA) INC.
Primary Firm SEC Registration
PALISADE CAPITAL MANAGEMENT, LP
CRD#: 104581 / SEC#: 801-48401
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PALISADE CAPITAL MANAGEMENT, LP
CRD#: 104581 / SEC#: 801-48401
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,412 |
| AUM (Assets Under Management) | $ 4,225,941,279 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
