John F. Watson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Fritzbert Watson JR, who also goes by Bert Watson Jr, Jr John Fritzbert Watson, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1993. John had worked at 7 firms and has passed the Series 63, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 31, 2006 - October 12, 2007
G-2 TRADING,LLC
May 11, 2006 - August 31, 2006
OPUS TRADING FUND LLC
June 29, 1998 - March 25, 2004
UBS SECURITIES LLC
June 3, 1998 - June 29, 1998
SBC WARBURG DILLON READ INC.
July 11, 1997 - May 8, 1998
JEFFERIES LLC
June 10, 1996 - June 20, 1997
HAMBRECHT & QUIST LLC
May 19, 1993 - May 20, 1996
AMERIPRISE ADVISOR SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 3/8/1999
Limited Representative-Equity Trader ExamCurrent Firm
G-2 TRADING,LLC
CRD#: 44018 / SEC#: , 8-50510
Contact information
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
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