BZ
Bradley H. Zenz
PGIM QUANTITATIVE SOLUTIONS
Newark, NJ 07102-5005
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CRD#: 2335799
BZ
Professional summary
Bradley Harper Zenz is a registered financial advisor currently at PGIM QUANTITATIVE SOLUTIONS located in Newark, New Jersey and PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC located in Newark, New Jersey.
Bradley is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Bradley has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
DEL TACO (FRANCHISE)--FAST FOOD RESTAURANT POSITION: passive investor and co-owner NATURE: Accommodation, Hospitality and Food Service INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2023 ADDRESS: 2320 E. Fourth Street, Santa Ana CA 92705, United States DESCRIPTION: provider of capital only
CRS (Client Relationship Summary) - RIA
Click below to view Bradley Harper Zenz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 3, 2016 - Present
PGIM QUANTITATIVE SOLUTIONS
Office #1: 2 Gateway Center 283-299 Market St., Newark, NJ 07102-5005RIA
CRD#: 129752
Newark, NJ
Current
May 26, 2016 - Present
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
Office #1: 655 Broad Street, Newark, NJ 07102BD
CRD#: 18353
Newark, NJ
Past
September 2, 2014 - February 2, 2016
RS FUNDS DISTRIBUTOR LLC
BD
CRD#: 165753
SAN FRANCISCO, CA
Past
August 2, 2000 - September 18, 2014
GOLDMAN SACHS & CO. LLC
BD
CRD#: 361
SAN FRANCISCO, CA
Past
November 18, 1999 - July 25, 2000
NUVEEN SECURITIES, LLC
BD
CRD#: 469
CHICAGO, IL
Past
September 9, 1993 - April 19, 1994
FIRST CALIFORNIA CAPITAL MARKETS GROUP, INC.
BD
CRD#: 16116
Past
March 26, 1993 - June 30, 1993
MCLAUGHLIN, PIVEN, VOGEL SECURITIES, INC.
BD
CRD#: 7404
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PQ
PGIM QUANTITATIVE SOLUTIONS
PGIM QUANT | QUANTITATIVE MANAGEMENT ASSOCIATES LLC | QUANTITATIVE MANAGEMENT ASSOCIATES ("QMA") | QUANTITATIVE MANAGEMENT ASSOCIATES | QUANTITATIVE MANAGEMENT ("QM") | QUANTITATIVE MANAGEMENT | QMA MANAGED ACCOUNTS | QMA LLC | QMA | PRUDENTIAL INVESTMENT MANAGEMENT ("PIM") | PRUDENTIAL FINANCIAL, INC. ("PFI") | PGIM QUANTITATIVE SOLUTIONS LLC | PGIM QUANTITATIVE SOLUTIONS
CRD#: 129752 / SEC#: 801-62692
RIA
Registered Investment Advisory firm - (1/23/2004 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/26/2016)
RR
Alaska(5/26/2016)
RR
Arizona(5/26/2016)
RR
Arkansas(5/26/2016)
RR
California(5/26/2016)
IAR
California(6/3/2016)
RR
Colorado(5/26/2016)
RR
Connecticut(5/26/2016)
RR
Delaware(5/26/2016)
RR
District of Columbia(5/26/2016)
RR
Florida(5/26/2016)
RR
Georgia(5/26/2016)
RR
Hawaii(5/26/2016)
RR
Idaho(5/26/2016)
RR
Illinois(5/26/2016)
RR
Indiana(5/26/2016)
RR
Iowa(5/26/2016)
RR
Kansas(5/26/2016)
RR
Kentucky(5/26/2016)
RR
Louisiana(5/26/2016)
RR
Maine(5/26/2016)
RR
Maryland(5/26/2016)
RR
Massachusetts(5/26/2016)
RR
Michigan(5/26/2016)
RR
Minnesota(5/26/2016)
RR
Mississippi(5/26/2016)
RR
Missouri(5/26/2016)
RR
Montana(5/26/2016)
RR
Nebraska(5/26/2016)
RR
Nevada(5/26/2016)
RR
New Hampshire(5/26/2016)
RR
New Jersey(5/26/2016)
RR
New Mexico(5/26/2016)
RR
New York(5/26/2016)
RR
North Carolina(5/26/2016)
RR
North Dakota(5/26/2016)
RR
Ohio(5/26/2016)
RR
Oklahoma(5/26/2016)
RR
Oregon(5/26/2016)
RR
Pennsylvania(5/26/2016)
RR
Rhode Island(5/26/2016)
RR
South Carolina(5/26/2016)
RR
South Dakota(5/26/2016)
RR
Tennessee(4/19/2023)
RR
Texas(5/26/2016)
RR
Utah(5/26/2016)
RR
Vermont(5/26/2016)
RR
Virgin Islands(5/26/2016)
RR
Virginia(5/26/2016)
RR
Washington(5/26/2016)
RR
West Virginia(5/26/2016)
RR
Wisconsin(5/26/2016)
RR
Wyoming(5/26/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
PQ
PGIM QUANTITATIVE SOLUTIONS
PGIM QUANT | QUANTITATIVE MANAGEMENT ASSOCIATES LLC | QUANTITATIVE MANAGEMENT ASSOCIATES ("QMA") | QUANTITATIVE MANAGEMENT ASSOCIATES | QUANTITATIVE MANAGEMENT ("QM") | QUANTITATIVE MANAGEMENT | QMA MANAGED ACCOUNTS | QMA LLC | QMA | PRUDENTIAL INVESTMENT MANAGEMENT ("PIM") | PRUDENTIAL FINANCIAL, INC. ("PFI") | PGIM QUANTITATIVE SOLUTIONS LLC | PGIM QUANTITATIVE SOLUTIONS
CRD#: 129752 / SEC#: 801-62692
RIA
Registered Investment Advisory firm - (1/23/2004 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
655 Broad Street, Newark, NJ 07102
Mailing Address
Phone number
(973) 367-4653
Established
Firm type
Fiscal year end
# of Employees
167
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 211 |
| AUM (Assets Under Management) | $ 111,321,543,145 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
