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BZ

Bradley H. Zenz

CRD#: 2335799
Some features on this profile are disabled
BZ
Bradley Harper Zenz

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Bradley Harper Zenz was a registered financial professional .

Bradley is a previously registered financial professional and started their career in finance in 1993. Bradley had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

June 3, 2016 - May 5, 2026

PGIM QUANTITATIVE SOLUTIONS

RIA
CRD#: 129752
Newark, NJ
Past

May 26, 2016 - May 5, 2026

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC

BD
CRD#: 18353
NEWARK, NJ
Past

September 2, 2014 - February 2, 2016

RS FUNDS DISTRIBUTOR LLC

BD
CRD#: 165753
SAN FRANCISCO, CA
Past

August 2, 2000 - September 18, 2014

GOLDMAN SACHS & CO. LLC

BD
CRD#: 361
SAN FRANCISCO, CA
Past

November 18, 1999 - July 25, 2000

NUVEEN SECURITIES, LLC

BD
CRD#: 469
CHICAGO, IL
Past

September 9, 1993 - April 19, 1994

FIRST CALIFORNIA CAPITAL MARKETS GROUP, INC.

BD
CRD#: 16116
Past

March 26, 1993 - June 30, 1993

MCLAUGHLIN, PIVEN, VOGEL SECURITIES, INC.

BD
CRD#: 7404

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PQ
PGIM QUANTITATIVE SOLUTIONS
PGIM QUANT | QUANTITATIVE MANAGEMENT ASSOCIATES LLC | QUANTITATIVE MANAGEMENT ASSOCIATES ("QMA") | QUANTITATIVE MANAGEMENT ASSOCIATES | QUANTITATIVE MANAGEMENT ("QM") | QUANTITATIVE MANAGEMENT | QMA MANAGED ACCOUNTS | QMA LLC | QMA | PRUDENTIAL INVESTMENT MANAGEMENT ("PIM") | PRUDENTIAL FINANCIAL, INC. ("PFI") | PGIM QUANTITATIVE SOLUTIONS LLC | PGIM QUANTITATIVE SOLUTIONS

CRD#: 129752 / SEC#: 801-62692

RIA
Registered Investment Advisory firm - (1/23/2004 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 4/11/2000
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 12/14/1999
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 7/25/2008
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 11/17/1999
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 3/25/1993
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 5/31/2022
General Securities Principal Examination

Current Firm

PQ
PGIM QUANTITATIVE SOLUTIONS
PGIM QUANT | QUANTITATIVE MANAGEMENT ASSOCIATES LLC | QUANTITATIVE MANAGEMENT ASSOCIATES ("QMA") | QUANTITATIVE MANAGEMENT ASSOCIATES | QUANTITATIVE MANAGEMENT ("QM") | QUANTITATIVE MANAGEMENT | QMA MANAGED ACCOUNTS | QMA LLC | QMA | PRUDENTIAL INVESTMENT MANAGEMENT ("PIM") | PRUDENTIAL FINANCIAL, INC. ("PFI") | PGIM QUANTITATIVE SOLUTIONS LLC | PGIM QUANTITATIVE SOLUTIONS

CRD#: 129752 / SEC#: 801-62692

RIA
Registered Investment Advisory firm - (1/23/2004 Approved)
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Contact information

Main Address
655 Broad Street, Newark, NJ 07102
Mailing Address
Phone number
(973) 367-4653
Established
Firm type
Fiscal year end
# of Employees
167

SEC notice filing (51 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

PGIM QUANTITATIVE SOLUTIONS LLC BROCHURE (3/27/2025)

Regulatory assets under management

Total Number of Accounts211
AUM (Assets Under Management)$ 111,321,543,145

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PGIM QUANTITATIVE SOLUTIONS

CRD#: 129752

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