Andrew J. Welle
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andrew Joseph Welle MR., who also goes by Andrew Joseph Welle, Andy Welle, was a registered financial professional .
Andrew is a previously registered financial professional and started their career in finance in 1993. Andrew had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 1, 2022 - November 13, 2025
ARBOR COURT CAPITAL, LLC
July 27, 2010 - April 7, 2022
RAFFERTY CAPITAL MARKETS, LLC
June 21, 2010 - November 25, 2025
CASTLE INVESTMENT MANAGEMENT, LLC
June 18, 2009 - March 15, 2010
FORESIDE FUND SERVICES, LLC
January 20, 2005 - July 21, 2010
AFBA INVESTMENT MANAGEMENT COMPANY
May 17, 2000 - April 16, 2009
FORESIDE PLAZA DISTRIBUTORS, LLC
January 25, 1999 - August 21, 2000
TAMARACK DISTRIBUTORS INC.
May 5, 1997 - December 31, 1998
BMA FINANCIAL SERVICES, INC.
June 7, 1993 - April 29, 1997
AEGON USA SECURITIES INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ARBOR COURT CAPITAL, LLC
CRD#: 143839 / SEC#: , 8-67609
Contact information
FINRA licenses (51 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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