William J. Abrams
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Jay Abrams, who also goes by Bill Abrams, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1994. William had worked at 7 firms and has passed the Series 63, Series 7TO, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 31, 2019 - September 2, 2020
ROSS SECURITIES CORPORATION
September 27, 2016 - December 27, 2018
TIGRESS FINANCIAL PARTNERS, LLC
November 1, 2013 - May 5, 2016
B. RILEY WEALTH MANAGEMENT
March 15, 2013 - November 6, 2013
ROSS SECURITIES CORPORATION
May 3, 2006 - April 20, 2011
DVB CAPITAL MARKETS LLC
June 24, 2005 - April 25, 2006
DZ FINANCIAL MARKETS LLC
December 18, 2000 - January 26, 2001
CREDIT SUISSE SECURITIES (USA) LLC
December 12, 1994 - December 18, 2000
PERSHING LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 12/22/2022
General Securities Representative ExaminationSeries 79TO
Date: 12/22/2022
Investment Banking Registered Representative ExaminationCurrent Firm
ROSS SECURITIES CORPORATION
CRD#: 113796 / SEC#: , 8-53361
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ROSS, NORMAN EDMOND | PRESIDENT, CCO, CUSTODIAN | 2258201 |
Red Flags
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